Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barbara Ellen DuganJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2014
Nicholas Samson FinnJ.P. Morgan Securities LLCAXA Advisors, LLC05-15-2014
John James HiltonJ.P. Morgan Securities LLCCitigroup Global Markets Inc.05-07-2014
Derrick Ryan GinJ.P. Morgan Securities LLCCitigroup Global Markets Inc.05-01-2014
Stephanie R MeyerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2014
Lisa Michelle PodestaJ.P. Morgan Securities LLCPodesta & Co.04-30-2014
Jonathan Tat Hung ChanJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-29-2014
Zachary Paul DoroskiJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC04-21-2014
Jon-Paul Sanchez AgagonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-17-2014
Stephen BlackwellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2014
Daniel Stoian CallanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-10-2014
Bradley Wayne LarsonJ.P. Morgan Securities LLCGrail Securities, LLC04-04-2014
Shinta HalimJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2014
Dean Hyung Woo ChoiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-01-2014
James Yan-Sin LeeJ.P. Morgan Securities LLCThrivent Investment Management Inc.03-24-2014
Brian Young KimJ.P. Morgan Securities LLCTransamerica Financial Advisors, Inc03-03-2014
Benjamin Kye-Kwang KimJ.P. Morgan Securities LLCAXA Advisors, LLC02-28-2014
David Timothy LaneJ.P. Morgan Securities LLCAXA Advisors, LLC02-11-2014
Anahit FstkchianJ.P. Morgan Securities LLCCitigroup Global Markets Inc.02-03-2014
Neil Jared CohenJ.P. Morgan Securities LLCBoustead Securities, LLC$101-31-2014
Michelle Ann BotschJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$101-17-2014
Jay Corey ReidJ.P. Morgan Securities LLCMML Investors Services, LLC01-14-2014
Jose Luis MartinezJ.P. Morgan Securities LLCEdward Jones01-13-2014
Christopher Donald SmallJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-09-2014
Amber Lynn KnightJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-07-2014
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Showing 351 to 375 of 499 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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