Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley GoldJ.P. Morgan Securities LLCMorgan Stanley08-15-2017
Jeremy Patrick O'ReillyJ.P. Morgan Securities LLCE*TRADE Securities LLC08-11-2017
Alex Euji MatsumuraJ.P. Morgan Securities LLCLPL Financial LLC08-11-2017
Alexander N. WebbJ.P. Morgan Securities LLCTD Ameritrade, Inc.08-11-2017
Jonathan Ivan AnguianoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-11-2017
Jermaine DesiongcoJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC08-09-2017
Constantina Marie CoxJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2017
Nathaniel D. RobisonJ.P. Morgan Securities LLCForesters Financial Services, Inc.08-01-2017
Sean A. LockwoodJ.P. Morgan Securities LLCSagePoint Financial, Inc.07-26-2017
Daniel Allen LandryJ.P. Morgan Securities LLCCsfbdirect, Inc.07-24-2017
Amy VoongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2017
Jason A. TerhuneJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-21-2017
David Scott GarfinJ.P. Morgan Securities LLCStifel, Nicolaus & Company, Incorporated07-20-2017
Brett Fletcher RocineJ.P. Morgan Securities LLCStrategic Advisers LLC$10007-20-2017
Steven SilvermanJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.07-19-2017
Simran SinghJ.P. Morgan Securities LLCPrincipal Securities, Inc.07-18-2017
Nadim H. ToumaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-18-2017
Samuel Nikoi DjannieJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-17-2017
Freeman LeungJ.P. Morgan Securities LLCKinecta Wealth Management07-13-2017
Tatiana Michaela McHughJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2017
Cody A. FittingJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-12-2017
Michael Anthony TallonJ.P. Morgan Securities LLCFidelity Brokerage Services LLC07-11-2017
Paul Wen Wei WuJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-10-2017
Matthew P. GreenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2017
Gregory M. HawleyJ.P. Morgan Securities LLCWaddell & Reed07-06-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.