Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank W LuJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2017
Venansia Ekawati TuineagJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$110-18-2017
Hosung NaJ.P. Morgan Securities LLCPruco Securities, LLC.10-17-2017
Wayne Otis BarnesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2017
Linda Ling MaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2017
Ante Pavle FericJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2017
Eunice Lesley SomersetJ.P. Morgan Securities LLCFidelity Brokerage Services LLC09-25-2017
Kayla Thiri AungJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-22-2017
Matthew William BensonJ.P. Morgan Securities LLCMorgan Stanley09-22-2017
Michael James MontgomeryJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-18-2017
Samaneh AnahidJ.P. Morgan Securities LLCFarmers Financial Solutions, LLC09-14-2017
Gary Scott Huband Jr.J.P. Morgan Securities LLCBancWest Investment Services, Inc.09-13-2017
Veronica Naomi ChavarinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2017
Roger EscobarJ.P. Morgan Securities LLCInfinity Financial Services08-16-2017
Alex Euji MatsumuraJ.P. Morgan Securities LLCLPL Financial LLC08-11-2017
Alexander Nathan WebbJ.P. Morgan Securities LLCTD Ameritrade, Inc.08-11-2017
Jeremy Patrick O'ReillyJ.P. Morgan Securities LLCE*TRADE Securities LLC08-11-2017
Constantina Marie CoxJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2017
Nathaniel David RobisonJ.P. Morgan Securities LLCForesters Financial Services, Inc.08-01-2017
Sean Alan LockwoodJ.P. Morgan Securities LLCSagePoint Financial, Inc.07-26-2017
Brett Fletcher RocineJ.P. Morgan Securities LLCFidelity Brokerage Services LLC$10007-20-2017
David Scott GarfinJ.P. Morgan Securities LLCStifel, Nicolaus & Company, Incorporated07-20-2017
Steven SilvermanJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.07-19-2017
Nadim Habib ToumaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-18-2017
Freeman LeungJ.P. Morgan Securities LLCKinecta Financial & Insurance Services, LLC07-13-2017
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Showing 51 to 75 of 499 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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