Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric ChengJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2019
Beza Inku SamuelJ.P. Morgan Securities LLCNYLIFE Securities LLC10-24-2019
Michael James OsborneJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-18-2019
Kurt Michael BradleyJ.P. Morgan Securities LLCCitigroup Global Markets Inc.10-18-2019
Matthew Gene PfeiferJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-17-2019
Khwan HathaiJ.P. Morgan Securities LLCMorgan Stanley10-17-2019
Thanh Duc NguyenJ.P. Morgan Securities LLCPruco Securities, LLC.10-17-2019
Sat Sangat Kaur KhalsaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-10-2019
Charles Cameron Clark Birse VJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-08-2019
Jacqueline Hsu WangJ.P. Morgan Securities LLCCetera Investment Services LLC10-07-2019
Felix Arreola TorresJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-07-2019
Paul Michael PetersonJ.P. Morgan Securities LLCTD Ameritrade, Inc.$5010-01-2019
Samer GeorgesJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-27-2019
Gregory Gilbert DavlinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
Craig Brandon VassellJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-20-2019
Nicolas Alejandro BravoJ.P. Morgan Securities LLCEdward Jones09-17-2019
Joshua David LewensohnJ.P. Morgan Securities LLCMorgan Stanley09-10-2019
Bridget Colette WilliamsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-10-2019
Jingwei ZhangJ.P. Morgan Securities LLCW&S Brokerage Services, Inc.09-06-2019
Andrea StackJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-04-2019
Tingting ZhaoJ.P. Morgan Securities LLCMorgan Stanley08-23-2019
Ryan James SikorskyJ.P. Morgan Securities LLCAXA Advisors, LLC08-21-2019
Corey James CollinsJ.P. Morgan Securities LLCNYLIFE Securities LLC08-21-2019
Garrett P MorganJ.P. Morgan Securities LLCEdward Jones08-19-2019
Brian RoushJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
« Previous PageNext Page »

Showing 51 to 75 of 898 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.