Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Lawrence GunnJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.12-08-2017
Tarik NasrawiJ.P. Morgan Securities LLCEdward Jones12-07-2017
Charles Marc NuwerJ.P. Morgan Securities LLCPrincipal Securities, Inc.12-05-2017
Yu-Ting ChengJ.P. Morgan Securities LLCCitigroup Global Markets Inc.11-30-2017
Remy Nabil Willie SalamaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
Andres EscobarJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
Dominick Martinez Divine IIJ.P. Morgan Securities LLCINVEST Financial Corporation11-15-2017
Samuel RamliJ.P. Morgan Securities LLCUBS Financial Services Inc.11-09-2017
Jack Gang ChenJ.P. Morgan Securities LLCWaddell & Reed11-08-2017
Frank W. LuJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2017
Venansia Ekawati TuineagJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2017
Wayne Otis BarnesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2017
Linda Ling MaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2017
Kathrine Denice AquinoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2017
Ante Pavle FericJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2017
Matthew William BensonJ.P. Morgan Securities LLCMorgan Stanley09-22-2017
Kayla Thiri AungJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-22-2017
Michael James MontgomeryJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-18-2017
Samaneh AnahidJ.P. Morgan Securities LLCFarmers Financial Solutions, LLC09-14-2017
Jonathan D KorzekwaJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.09-12-2017
David Brian WinterJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.09-08-2017
Justin ShumJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2017
Roger EscobarJ.P. Morgan Securities LLCInfinity Financial Services08-16-2017
Jeremy Patrick O'ReillyJ.P. Morgan Securities LLCE*TRADE Securities LLC08-11-2017
Alex Euji MatsumuraJ.P. Morgan Securities LLCLPL Financial LLC08-11-2017
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Showing 76 to 100 of 659 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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