Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gabriel Joseph GarciaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Saeed DehghanyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-28-2019
Craig Henry BuchholzJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC06-25-2019
Yousaf ZamanudinJ.P. Morgan Securities LLCMorgan Stanley06-24-2019
Virginia LeeJ.P. Morgan Securities LLCAXA Advisors, LLC06-23-2019
Arang AbedinzadehJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC06-20-2019
Elena Rose HealyJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC06-08-2019
Bunyan TomJ.P. Morgan Securities LLCMorgan Stanley06-06-2019
Garrett Michael TognozziJ.P. Morgan Securities LLCMorgan Stanley06-05-2019
Gregory James SabalaJ.P. Morgan Securities LLCInternational Assets Advisory, LLC06-05-2019
Diptes BasuJ.P. Morgan Securities LLCIIFL Capital Inc.05-31-2019
Gary Lee PittsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-24-2019
Manoj DasJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-23-2019
Wenjun WuJ.P. Morgan Securities LLCCetera Investment Services LLC05-20-2019
Paul Anthony AbrilJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-20-2019
Scott Brenner JacobsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Harry Jae ParkJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Mindy Hiu-Man ChengJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2019
Billy RaoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.05-13-2019
Yanick R. Kolbjornsen MidyetteJ.P. Morgan Securities LLCRBC Capital Markets, LLC05-10-2019
Cesar Ricardo ChavezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Diana IshakJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC05-03-2019
William PegramJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2019
Anthony Loyola MastersonJ.P. Morgan Securities LLCFinancial Engines Advisors L.L.C.$10005-02-2019
Danny ZelayaJ.P. Morgan Securities LLCLPL Financial LLC05-02-2019
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Showing 101 to 125 of 898 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.