Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Michael JarinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2019
Daniel Joseph SolomonJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-02-2019
Alexis GutierrezJ.P. Morgan Securities LLCEdward Jones04-30-2019
Raymundo CatalanJ.P. Morgan Securities LLCAXA Advisors, LLC04-18-2019
Joshua Darr KirchnerJ.P. Morgan Securities LLCAXA Advisors, LLC04-18-2019
Lizzette AyalaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-17-2019
Gabriel Enrique VasquezJ.P. Morgan Securities LLCMorgan Stanley04-08-2019
Peter Clifton LaidlawJ.P. Morgan Securities LLCGoldman Sachs & Co.04-05-2019
Michelle T. NguyenJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.04-05-2019
Phuc Cong TruongJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-04-2019
Veronica L ArellanoJ.P. Morgan Securities LLCEdward Jones04-03-2019
Adam A KetterlingJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-02-2019
Ronza Nickolas RamoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-02-2019
Matthew R FosterJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2019
Raoul M AlexanderJ.P. Morgan Securities LLCPaychex Securities Corporation03-26-2019
Karina GhorJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2019
Terrill Aljon SmithJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Justin Lee RossJ.P. Morgan Securities LLCParagon Financial Partners03-01-2019
Alan Lawrence KroneJ.P. Morgan Securities LLCAXA Advisors, LLC02-28-2019
Hyong Lark Lark KimJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2019
Nicholas Louis GomezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-21-2019
Philippe-Joseph EustacheJ.P. Morgan Securities LLCMML Investors Services, LLC02-20-2019
Richard Allan PriceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2019
Josue Isaac AvelarJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-22-2019
Jason Allen EgnewJ.P. Morgan Securities LLCMorgan Stanley01-18-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.