Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Stephen MackJ.P. Morgan Securities LLCMack Investment Securities, Inc.07-12-2016
Lisa QuachJ.P. Morgan Securities LLCFidelity Brokerage Services LLC07-11-2016
Richard Lance PerryJ.P. Morgan Securities LLCFSC Securities Corporation07-08-2016
Tyler Hillson ZurekJ.P. Morgan Securities LLCUBS Financial Services Inc.07-05-2016
Hyman WongJ.P. Morgan Securities LLCMetLife Securities Inc.$106-30-2016
Michael Brandon BordersJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1106-24-2016
Brittany L FriarJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-23-2016
Jillian Lee SantibanezJ.P. Morgan Securities LLCEdward Jones06-21-2016
Michael Frederick SpooJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$506-21-2016
Abel Isai MembrenoJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.06-17-2016
Nona AgboJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-17-2016
Theodore Robert FisherJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$70006-17-2016
Charles Thomas WebsterJ.P. Morgan Securities LLCMorgan Stanley06-16-2016
Farhang AziziJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$106-15-2016
Austin Patrick LyonJ.P. Morgan Securities LLCNYLIFE Securities LLC06-13-2016
Tony Minh LyJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC06-13-2016
David Joe MaxwellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2016
Mohammed Zahid-Ul HaqueJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-08-2016
Suhrob Rustamovich KaharovJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-07-2016
Kellen NgJ.P. Morgan Securities LLC1st Global Capital Corp.06-02-2016
Krystal Michele PhillipsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2016
Salim AugustynJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC06-02-2016
Todd A KleinertJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.05-31-2016
Aaron Vi MaoJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC05-27-2016
Guillermo Antonio LarcoJ.P. Morgan Securities LLCAllstate Financial Services, LLC05-27-2016
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Showing 151 to 175 of 499 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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