Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andreja DugackiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Kevin R. HayesJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-17-2019
Philip Michael RandazzoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2019
Rogelio PonceJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-11-2019
Tadeh MangasarianJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-10-2019
Dennis Michael ClappJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Wing Yin Teresa LeeJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors01-08-2019
Cynthia SayabounthavongJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC01-03-2019
Parwiz WahidiJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-24-2018
Michael Jason TorresJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC12-18-2018
Tigran AreshianJ.P. Morgan Securities LLCAmerican Financial Network Advisory Services, LLC12-18-2018
Steven William MostellerJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-17-2018
Joshua Robert BeckJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC12-14-2018
Victor TruongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
Chris Andrew PerezJ.P. Morgan Securities LLCSt. Bernard Financial Services, Inc.12-13-2018
David Shim KimJ.P. Morgan Securities LLCMorgan Stanley12-11-2018
Tony Huy DoJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.12-04-2018
Carlos E BetancourtJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2018
Ronald Charles BestJ.P. Morgan Securities LLCFarmers Financial Solutions, LLC11-28-2018
Anthony P SciarrinoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2018
Nathan Kamran AfshinJ.P. Morgan Securities LLCEdward Jones11-20-2018
Martin W. YoumaranJ.P. Morgan Securities LLCSF Investments, Inc.11-16-2018
Joseph H. DemerittJ.P. Morgan Securities LLCLandolt Securities, Inc.11-16-2018
Brenzel Wayne GuilloryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-15-2018
Jennifer Un LeeJ.P. Morgan Securities LLCMirae Asset Wealth Management (USA) Inc.11-14-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.