Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vernon Delaney HobbsJ.P. Morgan Securities LLCMetLife Securities Inc.$1010-29-2015
William H. Eggers Jr.J.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$5010-26-2015
Edward Joseph CernoboriJ.P. Morgan Securities LLCCsfbdirect, Inc.09-25-2015
Deji Spencer-WaltersJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2015
Steve SakamotoJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC09-17-2015
Ryan Fitzpatrick BurkeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2015
Timothy MaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2015
Celeste Oi Ling LeungJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC08-27-2015
Chun K. LeeJ.P. Morgan Securities LLCCitigroup Global Markets Inc.08-06-2015
Jeremy Henry UzquedaJ.P. Morgan Securities LLCBancWest Investment Services, Inc.06-19-2015
Rendi F. WijayaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2015
Anh Hoang VuJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2015
Sandra Jessica GoinsJ.P. Morgan Securities LLCMorgan Stanley05-28-2015
Mary Elisabeth PlowdenJ.P. Morgan Securities LLCPartnership Capital Growth, LLC05-27-2015
Julian A. BartolomeiJ.P. Morgan Securities LLCMorgan Stanley05-20-2015
Suzy LamJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC$1004-27-2015
Samuel Duran Jr.J.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-09-2015
Stephen LoJ.P. Morgan Securities LLCCUSO Financial Services, L.P.04-01-2015
Jacob Suntok EsperantoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-30-2015
Kevin HuynhJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2015
Abhishek VakilJ.P. Morgan Securities LLCCsfbdirect, Inc.03-26-2015
Arthur Schmidt FelixJ.P. Morgan Securities LLCMorgan Stanley$5003-12-2015
Amir Alex RadJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2015
Charmaine W. ChowJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2015
Christopher H. FreitasJ.P. Morgan Securities LLCMorgan Stanley02-23-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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