Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Allan PriceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2019
Dennis Michael ClappJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Victor TruongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
Carlos E BetancourtJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2018
Rick Amador Cordova IIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2310-31-2018
Kexiang QianJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2018
Fanor Abraham BohorquezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1009-13-2018
Bradley James SmithJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2018
Michael Stephen LewJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2018
Benjamen Charles FagerlindJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2018
Benjamin William GoebertJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-24-2018
John Anthony MontesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2018
Angela Faye BerryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2018
Archimedes Chua GomezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2018
Michael Alan WilsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2017
Andres EscobarJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
Remy Nabil Willie SalamaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
Frank W LuJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2017
Venansia Ekawati TuineagJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$110-18-2017
Wayne Otis BarnesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2017
Linda Ling MaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2017
Ante Pavle FericJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2017
Veronica Naomi ChavarinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2017
Constantina Marie CoxJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2017
Devin Garrett RobinsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-31-2017
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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