Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derek Michael JohnsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-20-2012
David Gene JohnsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1001-20-2012
Mauludin GhafariJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2012
James Michael HardiferJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2012
Eiman MalekiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2012
Dashan Von HayhurstJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2012
Paul Edward ZawilenskiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2013
Charles James ClineJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Flavio Abraham LorrimerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-23-2013
Joshua Henry SteenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2013
Stephen James WoodwardJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2013
Dean Hyung Woo ChoiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2014
Shinta HalimJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2014
Stephen BlackwellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2014
Mathew TongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2014
Marcia Isabel HerreraJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2014
Jeffrey Weijei SunJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2014
David Alan LansheJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-02-2014
Charmaine W. ChowJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2015
Amir Alex RadJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2015
Kevin HuynhJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2015
Anh Hoang VuJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2015
Rendi F. WijayaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2015
Timothy MaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2015
Ryan Fitzpatrick BurkeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2015
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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