Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry BayatJ.P. Morgan Securities LLCUBS Financial Services Inc.07-31-2015
Bradley Foster HamlinJ.P. Morgan Securities LLCUBS Financial Services Inc.05-03-2017
Bradley Lowell FineJ.P. Morgan Securities LLCUBS Financial Services Inc.05-03-2017
Bruce Kent LyleJ.P. Morgan Securities LLCUBS Financial Services Inc.01-14-2011
Carl Jason PestelosJ.P. Morgan Securities LLCUBS Financial Services Inc.05-03-2017
Craige Marcello BerteroJ.P. Morgan Securities LLCUBS Financial Services Inc.$2503-31-2009
Daniel Paul DamondJ.P. Morgan Securities LLCUBS Financial Services Inc.03-31-2009
Dimitri Norman GlavasJ.P. Morgan Securities LLCUBS Financial Services Inc.$5009-30-2014
Jenna L. SteinhauerJ.P. Morgan Securities LLCUBS Financial Services Inc.06-02-2017
Jenny ChuJ.P. Morgan Securities LLCUBS Financial Services Inc.03-17-2009
John Richard CampbellJ.P. Morgan Securities LLCUBS Financial Services Inc.$2503-20-2009
Karl Austin PettijohnJ.P. Morgan Securities LLCUBS Financial Services Inc.$10006-12-2009
Mark DecunhaJ.P. Morgan Securities LLCUBS Financial Services Inc.$10006-12-2009
Mark Eugene MattinglyJ.P. Morgan Securities LLCUBS Financial Services Inc.03-20-2009
Mark Franklin MooreJ.P. Morgan Securities LLCUBS Financial Services Inc.11-17-2015
Maurice StorchJ.P. Morgan Securities LLCUBS Financial Services Inc.03-20-2009
Michael Adam PawlowskiJ.P. Morgan Securities LLCUBS Financial Services Inc.01-27-2014
Natalie Michelle StaplesJ.P. Morgan Securities LLCUBS Financial Services Inc.$2505-15-2018
Robert Anthony Daly Jr.J.P. Morgan Securities LLCUBS Financial Services Inc.$15003-09-2009
Ronald Harold LedferdJ.P. Morgan Securities LLCUBS Financial Services Inc.10-04-2017
Ryan Jonathan BakerJ.P. Morgan Securities LLCUBS Financial Services Inc.03-19-2020
Samuel RamliJ.P. Morgan Securities LLCUBS Financial Services Inc.11-09-2017
Sherine Cu Pho TaJ.P. Morgan Securities LLCUBS Financial Services Inc.$2509-26-2014
Thomas Patrick CollinsJ.P. Morgan Securities LLCUBS Financial Services Inc.$15004-23-2010
Tyler Hillson ZurekJ.P. Morgan Securities LLCUBS Financial Services Inc.07-05-2016

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.