Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory James SabalaJ.P. Morgan Securities LLCAmerican Financial Network Advisory Services, LLC06-05-2019
Yanick R. Kolbjornsen MidyetteJ.P. Morgan Securities LLCRBC Capital Markets, LLC05-10-2019
Philippe-Joseph EustacheJ.P. Morgan Securities LLCMML Investors Services, LLC02-20-2019
Richard Allan PriceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2019
Dennis Michael ClappJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Joshua Robert BeckJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.12-14-2018
Victor TruongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
Geoffrey Willis ShawJ.P. Morgan Securities LLCTD Ameritrade, Inc.12-07-2018
Carlos E BetancourtJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2018
Rick Amador Cordova IIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2310-31-2018
Miccal Todd JacksonJ.P. Morgan Securities LLCMTJ Investment Advisors, LLC10-29-2018
Oscar GaytanJ.P. Morgan Securities LLCEdward Jones10-03-2018
Kevin Michael Won LeeJ.P. Morgan Securities LLCAXA Advisors, LLC09-27-2018
Nicholas Paul HaganJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-25-2018
Kexiang QianJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2018
Fanor Abraham BohorquezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1009-13-2018
Magdalena Karolina StrangesJ.P. Morgan Securities LLCScottrade, Inc.09-05-2018
Daniel Charles O'ConnellJ.P. Morgan Securities LLCMorgan Stanley08-29-2018
Erendira EstrellaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-09-2018
Michael David KennellyJ.P. Morgan Securities LLCInfinex Investments, Inc.07-31-2018
Kahlil Nommo GrierJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-26-2018

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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