Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leigh Ann JeterLPL Financial LLCHilltop Securities Inc.09-28-2020
Robert Louis IglehartLPL Financial LLCRBC Capital Markets, LLC09-17-2020
Yvonne SreshtaLPL Financial LLCNorthwestern Mutual Investment Services, LLC09-16-2020
Steve Pollock Sean StorckLPL Financial LLCAvantax Investment Services, Inc.$20009-15-2020
Michael I TanLPL Financial LLCJ.P. Morgan Securities LLC09-14-2020
Parker AustinLPL Financial LLCEdward Jones09-08-2020
Emily J QuatmanLPL Financial LLCJ.P. Morgan Securities LLC09-04-2020
Deryk CherubiniLPL Financial LLCU.S. Bancorp Investments, Inc.$5009-04-2020
Janelle Louise SamplesLPL Financial LLCEdward Jones08-31-2020
Daniel K DhillonLPL Financial LLCFidelity Personal and Workplace Advisors08-25-2020
Louise Dorothy HoltzLPL Financial LLCBerthel, Fisher & Company Financial Services, Inc.08-21-2020
Stephen Henry GrocholLPL Financial LLCSecurian Financial Services, Inc.08-20-2020
Cara Banchero Matthew Bond Robert OstenbergLPL Financial LLCSecurian Financial Services, Inc.$1,00008-19-2020
Peter Martin EvansLPL Financial LLCSecurian Financial Services, Inc.$9708-19-2020
Joseph David WinslowLPL Financial LLCSecurian Financial Services, Inc.$7508-19-2020
Jerald Frank HendersonLPL Financial LLCSecurian Financial Services, Inc.08-19-2020
Robert Lyle OstenbergLPL Financial LLCSecurian Financial Services, Inc.08-19-2020
Neil Kristian FlukenLPL Financial LLCSecurian Financial Services, Inc.08-19-2020
Patrick David McAndrewLPL Financial LLCSecurian Financial Services, Inc.08-19-2020
Matthew Benjamin BondLPL Financial LLCSecurian Financial Services, Inc.08-19-2020
Jason Christopher HeiseLPL Financial LLCSecurian Financial Services, Inc.08-19-2020
Christopher Michael ManziLPL Financial LLCSecurian Financial Services, Inc.08-19-2020
Valerie Ann CisnerosLPL Financial LLCSecurian Financial Services, Inc.08-19-2020
Richard Anthony Diregolo IILPL Financial LLCSecurian Financial Services, Inc.$2508-19-2020
Justin Charles SkeltonLPL Financial LLCSecurian Financial Services, Inc.08-19-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.