Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randy Eugene BaldwinLPL Financial LLC1st Global Capital Corp.$5008-18-2014
Michael Tybor WeiszLPL Financial LLC1st Global Capital Corp.08-05-2014
Frank Mario AmelioLPL Financial LLC1st Global Capital Corp.$2505-31-2013
Todd Frederic StoraskaLPL Financial LLC1st Global Capital Corp.11-28-2012
Andy Inmoon ChonLPL Financial LLCA.G.P. / Alliance Global Partners06-05-2014
Dana Ward LambLPL Financial LLCA.G.P. / Alliance Global Partners12-14-2012
Erin Elizabeth MaciasLPL Financial LLCAdvisors Asset Management, Inc.01-31-2014
Jeremey Seth HillLPL Financial LLCAllianz Life Financial Services, LLC$5002-16-2017
Joshua Joseph WeygandtLPL Financial LLCAllstate Financial Services, LLC11-02-2018
Alan Bert ColdironLPL Financial LLCAllstate Financial Services, LLC12-01-2013
Jose Franciso Pinell GadeaLPL Financial LLCAllstate Financial Services, LLC10-09-2013
Judy Lynn MorrisonLPL Financial LLCAmerican Portfolios Financial Services, Inc.$106-02-2017
Daryl Charles McmannLPL Financial LLCAmeriprise Advisor Services, Inc.10-01-2009
Michael Dennis ToomeyLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
John Daniel QuinnLPL Financial LLCAmeriprise Financial Services, Inc.05-10-2019
Ann Bowers KinderLPL Financial LLCAmeriprise Financial Services, Inc.$2508-08-2018
Michael Daniel CioccaLPL Financial LLCAmeriprise Financial Services, Inc.07-24-2018
Gregory Bennett TrostLPL Financial LLCAmeriprise Financial Services, Inc.$2501-22-2018
John Nicholas MatsonLPL Financial LLCAmeriprise Financial Services, Inc.$2511-02-2017
Kent Katsuo TanakaLPL Financial LLCAmeriprise Financial Services, Inc.$2510-20-2017
Robert Brennan DawsonLPL Financial LLCAmeriprise Financial Services, Inc.08-21-2017
Martha Ellen LaffLPL Financial LLCAmeriprise Financial Services, Inc.$5012-08-2016
Jay Duane ChamplainLPL Financial LLCAmeriprise Financial Services, Inc.$5011-21-2016
Angela Dawn O NeilinLPL Financial LLCAmeriprise Financial Services, Inc.10-05-2016
Christopher David PuzioLPL Financial LLCAmeriprise Financial Services, Inc.06-01-2016
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Showing 1 to 25 of 1,519 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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