Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fred David AbajeloLPL Financial LLCCetera Investment Advisers LLC$10009-27-2019
Marie Anne BurnsLPL Financial LLCSagepoint Financial, Inc.09-24-2019
Steven Brett AlexsonLPL Financial LLCEmerson Equity LLC09-10-2019
Victor Alexander KobyLPL Financial LLCAmeriprise Financial Services, Inc.$2508-30-2019
Raphael Alberto AnayaLPL Financial LLCJ.P. Morgan Securities LLC08-29-2019
Raphael Alberto AnayaLPL Financial LLCJ.P. Morgan Securities LLC08-29-2019
Jeffrey Gordon PasternakLPL Financial LLCAmeriprise Financial Services, Inc.$2508-19-2019
Jeffrey Gordon PasternakLPL Financial LLCAmeriprise Financial Services, Inc.$2508-19-2019
Jeffrey Robert LavinLPL Financial LLCIDS Marketing Corporation$5008-15-2019
Jeffrey Robert LavinLPL Financial LLCIDS Marketing Corporation$5008-15-2019
David M. OgdenLPL Financial LLCOGDEN WEALTH MANAGEMENT & PLANNING SERVICES, LLC07-17-2019
Aiko Mitchell M. NilloLPL Financial LLCJ.P. Morgan Securities LLC07-02-2019
Michael Dennis ToomeyLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
John Barnett ZarchenLPL Financial LLCBancWest Investment Services, Inc.06-21-2019
Christopher Charles SouliosLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Patrick Kevin CarabineLPL Financial LLCWestern International Securities, Inc.$5006-17-2019
Tyler William BrooksLPL Financial LLCAmeritas Investment Corp.06-10-2019
Douglas Eduardo Bermudez Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$10006-07-2019
Johnson Minh HoangLPL Financial LLCSummit Brokerage Services, Inc.$5006-03-2019
Ian Michael JonesLPL Financial LLCWells Fargo Clearing Services, LLC$5005-31-2019
Michael Aaron PadillaLPL Financial LLCUnionBanc Investment Services, LLC05-30-2019
William HuLPL Financial LLCForesters Financial Services, Inc.05-21-2019
Jakob Ryan SweeneyLPL Financial LLCAXA Advisors, LLC05-16-2019
Jeffrey Scott MortensonLPL Financial LLCLincoln Financial Advisors Corporation$2505-14-2019
Justin Thomas AdamsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-10-2019
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Showing 1 to 25 of 1,120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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