Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Pollock Sean StorckLPL Financial LLCAvantax Investment Services, Inc.$20009-15-2020
Cara Banchero Matthew Bond Robert OstenbergLPL Financial LLCSecurian Financial Services, Inc.$1,00008-19-2020
Peter DeSantisLPL Financial LLCCetera Investment Services LLC$10003-27-2020
Ryan Gallo Michael GennaweyLPL Financial LLCCUSO Financial Services, L.P.$11611-30-2017
Brian Nguyen Matthew WeaverLPL Financial LLCSorrento Pacific Financial, LLC$45211-15-2016
Kailen CookLPL Financial LLCTD Wealth Management Services Inc.$6006-22-2016
Andrew PerceleanuLPL Financial LLCU.S. Bancorp Investments, Inc.$5006-15-2016
Ashley CurielLPL Financial LLCCUSO Financial Services, L.P.$5404-21-2016
Elizabeth SkillmanLPL Financial LLCTD Wealth Management Services Inc.$45303-04-2016
Jacob ChaparroLPL Financial LLCTD Wealth Management Services Inc.$50501-27-2016
Melissa GrudinLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC$5907-13-2016
John HallLPL Financial LLCWaddell & Reed$5812-11-2017
Brian WongLPL Financial LLCWaddell & Reed$12611-15-2017
John ZeziniLPL Financial LLCRoyal Alliance Associates, Inc.$5011-13-2017
Kent TanakaLPL Financial LLCAmeriprise Financial Services, LLC$7110-20-2017
Craig BrooksLPL Financial LLCSecurities America, Inc.$5207-07-2017
Steven MussonLPL Financial LLCCapital Financial Services, Inc.$17004-20-2017
Gavin Lodge Harry Lodge Christopher NoyalisLPL Financial LLCSecurian Financial Services, Inc.$10403-27-2017
Jeb Brown Bruce WilliamsLPL Financial LLCBlakeslee and Blakeslee Inc.$10702-03-2017
Jason Horg Sandra Horg Devin ShaefferLPL Financial LLCCapital Financial Services, Inc.$25401-23-2017
Mitchell ReinhardtLPL Financial LLCCapital Financial Services, Inc.$24601-23-2017
Phil MathesonLPL Financial LLCKestra Investment Services, LLC$19512-01-2016
Gary WarnerLPL Financial LLCCapital Financial Services, Inc.$6011-22-2016
Jay Champlain Job EaglesonLPL Financial LLCAmeriprise Financial Services, LLC$10511-21-2016
Suthipong ChitrathornLPL Financial LLCNational Planning Corporation$5508-23-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.