Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron T. MooreLPL Financial LLCPruco Securities, LLC.10-12-2009
Adam Eugene RichardsonLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC05-19-2014
Adam J. BayLPL Financial LLCInvestment Centers of America, Inc.$1011-29-2017
Adam Joseph WassLPL Financial LLCCUNA Brokerage Services, Inc.$15006-20-2011
Adnan Hamid HussainLPL Financial LLCRaymond James Financial Services, Inc.01-20-2009
Adriane Lowe, Roy Moon, Anthony TurcotteLPL Financial LLCMML Investors Services$15101-20-2017
Ahamad ManohorathatLPL Financial LLCNational Planning Corporation11-29-2017
Aiko Mitchell M. NilloLPL Financial LLCJ.P. Morgan Securities LLC07-02-2019
Alan Burton TaxonLPL Financial LLCNational Planning Corporation$2511-29-2017
Alan D. LitvakLPL Financial LLCMorgan Stanley09-04-2009
Alan Gordon BrodieLPL Financial LLCMutual Service Corporation09-08-2009
Alfonso Leo ValdezLPL Financial LLCNational Planning Corporation11-29-2017
Alison K SabranLPL Financial LLCCLG LLC05-01-2018
Allyson TrantumLPL Financial LLCEdward Jones$6002-12-2016
Alvin SandersLPL Financial LLCAmeriprise Financial Services, Inc.$1007-27-2010
Amanda C. KleinLPL Financial LLCNational Planning Corporation11-29-2017
Amanda Kong PhimmachackLPL Financial LLCCetera Advisor Networks LLC10-01-2013
Amir Ata BararLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2009
Amir Hossein LozaniLPL Financial LLCMetLife Securities Inc.01-29-2015
Amit ShahLPL Financial LLCMorgan Stanley02-25-2015
Andrea Jane GrahamLPL Financial LLCStifel, Nicolaus & Company, Incorporated11-19-2010
Andrea Klipfel, Kevin KlipfelLPL Financial LLCWells Fargo Advisors$7509-28-2016
Andrea Ruth KlipfelLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2016
Andrew Carl FiscinaLPL Financial LLCForesters Financial Services, Inc.03-20-2015
Andrew Conrad KarlinskiLPL Financial LLCMutual Service Corporation09-08-2009
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Showing 1 to 25 of 1,120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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