Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Deanna Ruth MohorichLPL Financial LLCCetera Advisor Networks LLC01-10-2020
Scott Phillip GevertzLPL Financial LLCWescom Financial Services01-09-2020
Anthony Peter RicciLPL Financial LLCSagePoint Financial, Inc.12-13-2019
Jack Jeffrey HallLPL Financial LLCWaddell & Reed12-10-2019
Wesley Tyrone BurnsLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-09-2019
Antoine Emmette ToussaintLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-09-2019
Michael Thomas LandLPL Financial LLCFSC Securities Corporation12-05-2019
Donna Marie StevensonLPL Financial LLCIndependent Financial Group, LLC11-25-2019
May-Inn H. TanLPL Financial LLCCambridge Investment Research, Inc.11-25-2019
Daniel James CaseyLPL Financial LLCFSC Securities Corporation11-22-2019
James Allan TeschLPL Financial LLCFSC Securities Corporation11-22-2019
Earl David BurnettLPL Financial LLCWaddell & Reed11-21-2019
Angelo C. TheodorouLPL Financial LLCEdward Jones11-12-2019
Aaron Gregory CookLPL Financial LLCAmeriprise Financial Services, Inc.11-12-2019
Thomas Quinn EllisLPL Financial LLCSecurities America, Inc.11-11-2019
Saurabh SharmaLPL Financial LLCEdward Jones11-06-2019
Donald A BogueLPL Financial LLCAvantax Investment Services, Inc.10-29-2019
Nicole Rachelle BrooksLPL Financial LLCPrincipal Securities, Inc.10-24-2019
Austin B. CunninghamLPL Financial LLCEdward Jones10-21-2019
Manuel Orozco-MurraLPL Financial LLCEdward Jones10-21-2019
Jason Bradley JohnsonLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-15-2019
Lior Benjamin AvishayLPL Financial LLCWoodbury Financial Services, Inc.10-15-2019
Nicole Ann GilbertLPL Financial LLCMML Investors Services, LLC10-07-2019
Alexander Wren ReubenLPL Financial LLCEdward Jones10-02-2019
Patricia Claire CookLPL Financial LLCSecurities America, Inc.10-02-2019
Next Page »

Showing 1 to 25 of 1,666 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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