Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marie Anne BurnsLPL Financial LLCSagepoint Financial, Inc.09-24-2019
Steven Brett AlexsonLPL Financial LLCEmerson Equity LLC09-10-2019
Raphael Alberto AnayaLPL Financial LLCJ.P. Morgan Securities LLC08-29-2019
Raphael Alberto AnayaLPL Financial LLCJ.P. Morgan Securities LLC08-29-2019
Aiko Mitchell M. NilloLPL Financial LLCJ.P. Morgan Securities LLC07-02-2019
Michael Dennis ToomeyLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
John Barnett ZarchenLPL Financial LLCBancWest Investment Services, Inc.06-21-2019
Christopher Charles SouliosLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Tyler William BrooksLPL Financial LLCAmeritas Investment Corp.06-10-2019
Michael Aaron PadillaLPL Financial LLCUnionBanc Investment Services, LLC05-30-2019
William HuLPL Financial LLCForesters Financial Services, Inc.05-21-2019
Jakob Ryan SweeneyLPL Financial LLCAXA Advisors, LLC05-16-2019
John Daniel QuinnLPL Financial LLCAmeriprise Financial Services, Inc.05-10-2019
Christian ChaseyLPL Financial LLCWells Fargo Clearing Services, LLC05-02-2019
Raymond KhechumyanLPL Financial LLCUnionBanc Investment Services, LLC04-26-2019
Richard J. MojicaLPL Financial LLCPrincipal Securities, Inc.04-24-2019
Gary RardonLPL Financial LLCM Holdings Securities, Inc.04-22-2019
Paolo O. QuirogaLPL Financial LLCEdward Jones04-16-2019
Mark Richard ForbesLPL Financial LLCKestra Investment Services, LLC04-01-2019
Sarah Amanda HughesLPL Financial LLCKestra Investment Services, LLC04-01-2019
Jennifer Lynne McCoy DumasLPL Financial LLCKestra Investment Services, LLC04-01-2019
Ann Marie HansenLPL Financial LLCKestra Investment Services, LLC04-01-2019
Matthew M DufresneLPL Financial LLCKestra Investment Services, LLC04-01-2019
Semen SolganLPL Financial LLCCUSO Financial Services, L.P.03-29-2019
Next Page »

Showing 1 to 25 of 1,120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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