Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian Thains RizziLPL Financial LLCCetera Advisor Networks LLC$10009-06-2018
Michael W FerrierLPL Financial LLCCetera Advisor Networks LLC$5009-06-2018
Kathleen Reams HansenLPL Financial LLCCetera Advisor Networks LLC$10007-31-2018
Daniel MehanLPL Financial LLCCetera Advisor Networks LLC07-25-2018
Mark G MannarelliLPL Financial LLCCetera Advisor Networks LLC$5007-20-2018
Brian M McQueeneyLPL Financial LLCCetera Advisor Networks LLC$5010-16-2017
Gregory Francis WolfeLPL Financial LLCCetera Advisor Networks LLC$5211-22-2016
Wendy Marie LivingstonLPL Financial LLCCetera Advisor Networks LLC11-18-2016
Kelly Farwell CraneLPL Financial LLCCetera Advisor Networks LLC$5010-17-2016
Earl Anthony KnechtLPL Financial LLCCetera Advisor Networks LLC10-17-2016
Denise Johnson DaviesLPL Financial LLCCetera Advisor Networks LLC05-04-2016
James Scott CaveLPL Financial LLCCetera Advisor Networks LLC$8604-20-2016
Catherine Theresa DecarloLPL Financial LLCCetera Advisor Networks LLC04-18-2016
Todd Anthony VenturiniLPL Financial LLCCetera Advisor Networks LLC03-09-2016
Rodolfo Enrique Ayala-GrossoLPL Financial LLCCetera Advisor Networks LLC11-24-2014
Jonathan David WinterLPL Financial LLCCetera Advisor Networks LLC12-12-2013
Bradley Christopher TowersLPL Financial LLCCetera Advisor Networks LLC$5010-01-2013
John Jin OttoLPL Financial LLCCetera Advisor Networks LLC$5010-01-2013
Gwendolyn Jean RodriguezLPL Financial LLCCetera Advisor Networks LLC10-01-2013
Amanda Kong PhimmachackLPL Financial LLCCetera Advisor Networks LLC10-01-2013

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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