Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Ryan SteeberLPL Financial LLCEdward Jones$15004-13-2020
Chad Joseph TroxclairLPL Financial LLCEdward Jones01-31-2020
Clark Nile OsterhoutLPL Financial LLCEdward Jones01-27-2020
Brian M. RasmussenLPL Financial LLCEdward Jones$15001-14-2020
Michael Shannon KelleyLPL Financial LLCEdward Jones01-02-2020
Angelo C. TheodorouLPL Financial LLCEdward Jones$2511-12-2019
Saurabh SharmaLPL Financial LLCEdward Jones11-06-2019
Austin B. CunninghamLPL Financial LLCEdward Jones10-21-2019
Manuel Orozco-MurraLPL Financial LLCEdward Jones10-21-2019
Alexander Wren ReubenLPL Financial LLCEdward Jones10-02-2019
Paolo O. QuirogaLPL Financial LLCEdward Jones04-16-2019
Gaea Dawn VernerisLPL Financial LLCEdward Jones$2502-28-2019
Donna Raelene MossLPL Financial LLCEdward Jones$2501-18-2019
Jon Kenneth HarrisLPL Financial LLCEdward Jones$15012-14-2018
Patrick Joseph Phelan IIILPL Financial LLCEdward Jones12-07-2018
Anne Durbin ScottLPL Financial LLCEdward Jones$6702-05-2018
Deborah F. HollarLPL Financial LLCEdward Jones11-13-2017
Andrew S. CarsonLPL Financial LLCEdward Jones09-18-2017
Ryan Christopher HigginsLPL Financial LLCEdward Jones$5011-04-2016
Jennifer T GoLPL Financial LLCEdward Jones$2510-13-2016
Matthew Edward SwansonLPL Financial LLCEdward Jones09-26-2016
Asa Kimo KajihiroLPL Financial LLCEdward Jones$1009-01-2016
Johnny Alfonso CeballosLPL Financial LLCEdward Jones$2508-24-2016
Brian Jeffrey StephensLPL Financial LLCEdward Jones$2507-28-2016
Leonard Pezza Jr.LPL Financial LLCEdward Jones07-11-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.