Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Paul JorgensenLPL Financial LLCEdward Jones01-30-2009
David Earle SweetLPL Financial LLCEdward Jones$5002-02-2009
Paul Andrew MelsonLPL Financial LLCEdward Jones$1002-23-2009
Bruce C. WoodburyLPL Financial LLCEdward Jones$2503-23-2009
Dain Farrell StokesLPL Financial LLCEdward Jones06-08-2009
James Morris WhitenerLPL Financial LLCEdward Jones$5007-06-2009
Dru Alexander TorvendLPL Financial LLCEdward Jones$1007-31-2009
Darrell Mitchell AveryLPL Financial LLCEdward Jones$2510-09-2009
Nicholas J. KatsooliasLPL Financial LLCEdward Jones11-05-2009
Denise Marie LarsenLPL Financial LLCEdward Jones12-18-2009
Kathleen Ann ZucchiLPL Financial LLCEdward Jones01-04-2010
Craig Martin CarperLPL Financial LLCEdward Jones$1003-19-2010
Michael Joseph QuinnLPL Financial LLCEdward Jones04-05-2010
Jordan D. LewisLPL Financial LLCEdward Jones$1004-06-2010
Michael Jason WhiteLPL Financial LLCEdward Jones$1004-22-2010
Luz Elia Meraz-JohnsonLPL Financial LLCEdward Jones04-22-2010
Ernest Kelly YoungLPL Financial LLCEdward Jones05-07-2010
Brian Mathew CookeLPL Financial LLCEdward Jones$5005-11-2010
Christopher S. FreehillLPL Financial LLCEdward Jones06-07-2010
Kris Alan IversonLPL Financial LLCEdward Jones10-15-2010
Patrick Lynn GoltzLPL Financial LLCEdward Jones12-03-2010
Timothy William HeacockLPL Financial LLCEdward Jones$2512-06-2010
David Andrew Bruce KingLPL Financial LLCEdward Jones$1012-17-2010
Jason Richard WetselLPL Financial LLCEdward Jones$1001-28-2011
Jason Michael RichartLPL Financial LLCEdward Jones$1004-15-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.