Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura Harger PajakLPL Financial LLCFinancial Telesis Inc$5009-12-2014
Stanley Irwin MorricalLPL Financial LLCFinancial Telesis Inc$1009-12-2014
Carol Ann Vanbruggen-KuhnLPL Financial LLCFinancial Telesis Inc09-12-2014
Mary Katharine StoddardLPL Financial LLCFinancial Telesis Inc09-12-2014
Douglas Collin DalzielLPL Financial LLCFinancial Telesis Inc09-12-2014
William Christopher HawkinsLPL Financial LLCFinancial Telesis Inc09-12-2014
Rohn Steven TrieglaffLPL Financial LLCFinancial Telesis Inc09-12-2014
Bonnie N. NelsonLPL Financial LLCFinancial Telesis Inc09-12-2014
John Juhan KimLPL Financial LLCFinancial Telesis Inc09-12-2014
Dawn Christina PedicordLPL Financial LLCFinancial Telesis Inc09-12-2014
Stephen L. DobrowLPL Financial LLCFinancial Telesis Inc09-12-2014
Elfrena Sewell FoordLPL Financial LLCFinancial Telesis Inc09-12-2014
Michael Kellen NakiLPL Financial LLCFinancial Telesis Inc03-16-2012

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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