Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Jackson BaxterLPL Financial LLCUBS Financial Services Inc.01-10-2018
John Andrew LeeLPL Financial LLCUBS Financial Services Inc.04-15-2016
Andrew Francis TenagliaLPL Financial LLCUBS Financial Services Inc.08-25-2014
Jason Patrick BoydLPL Financial LLCUBS Financial Services Inc.01-17-2014
David Alexander LautLPL Financial LLCUBS Financial Services Inc.01-03-2011
Doredda Marie GrossmanLPL Financial LLCUBS Financial Services Inc.11-12-2010
Brooke Justine SimmonsLPL Financial LLCUBS Financial Services Inc.04-27-2010
Jerry Dean CandiaLPL Financial LLCUBS Financial Services Inc.$1012-03-2009
Thomas Allen Douglas Jr.LPL Financial LLCUBS Financial Services Inc.06-25-2009
Kimberly Megan StirlingLPL Financial LLCUBS Financial Services Inc.06-02-2009
Larry Thomas Pino Jr.LPL Financial LLCUBS Financial Services Inc.$5005-21-2009
Brad KalasLPL Financial LLCUBS Financial Services Inc.$5005-01-2009
Janet Lee SimonLPL Financial LLCUBS Financial Services Inc.$2504-28-2009
Leslie Kenrick LorrimerLPL Financial LLCUBS Financial Services Inc.04-22-2009
Joel GinsburgLPL Financial LLCUBS Financial Services Inc.$2504-03-2009
Timothy R GolasLPL Financial LLCUBS Financial Services Inc.$2504-03-2009
Noel Richardson SherryLPL Financial LLCUBS Financial Services Inc.$15003-26-2009
Roy Tahajian Jr.LPL Financial LLCUBS Financial Services Inc.$2503-13-2009
Linda Rene CoulsonLPL Financial LLCUBS Financial Services Inc.$1003-06-2009
Joyce L. AucoinLPL Financial LLCUBS Financial Services Inc.03-06-2009
Frank Robinson Buchanan IVLPL Financial LLCUBS Financial Services Inc.01-15-2009
Arthur Michael CordtsLPL Financial LLCUBS Financial Services Inc.$1001-09-2009
Mark Carey BurnsLPL Financial LLCUBS Financial Services Inc.$20001-05-2009

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.