Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul J. CastroLPL Financial LLCUnionBanc Investment Services, LLC08-17-2020
Dara Anita RocchiLPL Financial LLCUnionBanc Investment Services, LLC08-16-2019
Michael Aaron PadillaLPL Financial LLCUnionBanc Investment Services, LLC05-30-2019
Jason K. DavisLPL Financial LLCUnionBanc Investment Services, LLC05-20-2019
Raymond KhechumyanLPL Financial LLCUnionBanc Investment Services, LLC04-26-2019
Christine Paige AlexanderLPL Financial LLCUnionBanc Investment Services, LLC04-15-2019
Michael MetzgerLPL Financial LLCUnionBanc Investment Services, LLC07-09-2018
Mami NakanishiLPL Financial LLCUnionBanc Investment Services, LLC02-09-2018
Brandt Laurence CorcoranLPL Financial LLCUnionBanc Investment Services, LLC07-14-2017
Joseph KirklandLPL Financial LLCUnionBanc Investment Services, LLC05-02-2017
Nicholas Curran KolataLPL Financial LLCUnionBanc Investment Services, LLC01-31-2017
Rhonda Lee MillsLPL Financial LLCUnionBanc Investment Services, LLC01-11-2016
Robert Kenney FoxLPL Financial LLCUnionBanc Investment Services, LLC11-18-2015
Max James HangartnerLPL Financial LLCUnionBanc Investment Services, LLC11-09-2015
Timothy Scott BarnardLPL Financial LLCUnionBanc Investment Services, LLC$5009-08-2015
Julia Katherine EarleLPL Financial LLCUnionBanc Investment Services, LLC$5003-17-2015
Mitchell Eugene MarriottLPL Financial LLCUnionBanc Investment Services, LLC11-06-2014
William Burke Allred IIILPL Financial LLCUnionBanc Investment Services, LLC09-02-2014
John Michael GreeneLPL Financial LLCUnionBanc Investment Services, LLC08-15-2014
Lee Burton JonesLPL Financial LLCUnionBanc Investment Services, LLC12-12-2013
Shkira SinghLPL Financial LLCUnionBanc Investment Services, LLC08-09-2013
Dawn Quach KimLPL Financial LLCUnionBanc Investment Services, LLC07-03-2012
Pearl ShaefferLPL Financial LLCUnionBanc Investment Services, LLC04-10-2012
Zelalem Baalu GirmaLPL Financial LLCUnionBanc Investment Services, LLC04-02-2012
Deborah AckroydLPL Financial LLCUnionBanc Investment Services, LLC02-17-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.