Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Eduardo Bermudez Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$10006-07-2019
Ian Michael JonesLPL Financial LLCWells Fargo Clearing Services, LLC$5005-31-2019
Christian ChaseyLPL Financial LLCWells Fargo Clearing Services, LLC05-02-2019
Hoover Thomas LauLPL Financial LLCWells Fargo Clearing Services, LLC02-28-2019
Karl Adam PreheimLPL Financial LLCWells Fargo Clearing Services, LLC$1,00012-06-2018
John Shannon AgostinoLPL Financial LLCWells Fargo Clearing Services, LLC$5011-15-2018
Terri Ann McGrayLPL Financial LLCWells Fargo Clearing Services, LLC$11109-19-2018
Nickolas Leroy GouldLPL Financial LLCWells Fargo Clearing Services, LLC08-15-2018
Li HeLPL Financial LLCWells Fargo Clearing Services, LLC08-15-2018
Timothy George WrightLPL Financial LLCWells Fargo Clearing Services, LLC07-06-2018
Michael Stephen ButskoLPL Financial LLCWells Fargo Clearing Services, LLC$2505-10-2018
Michael Scot LanceLPL Financial LLCWells Fargo Clearing Services, LLC$5011-09-2017
Suzanne Marie HartLPL Financial LLCWells Fargo Clearing Services, LLC$1910-18-2017
Mimi Yoo ParkLPL Financial LLCWells Fargo Clearing Services, LLC$5009-22-2017
Andrew Masato NakagawaLPL Financial LLCWells Fargo Clearing Services, LLC06-09-2017
John Stuart WinnLPL Financial LLCWells Fargo Clearing Services, LLC05-23-2017
Carlos Romero MendozaLPL Financial LLCWells Fargo Clearing Services, LLC03-02-2017
Ryan Jon HarrisonLPL Financial LLCWells Fargo Clearing Services, LLC02-15-2017
Sima AlefiLPL Financial LLCWells Fargo Clearing Services, LLC$2501-05-2017
Sheldon Matthew BengeLPL Financial LLCWells Fargo Clearing Services, LLC09-30-2016
Darrin Michael ConradLPL Financial LLCWells Fargo Clearing Services, LLC$9206-13-2016
Thomas George SandkampLPL Financial LLCWells Fargo Clearing Services, LLC$5005-12-2016
Pamela J. GivensLPL Financial LLCWells Fargo Clearing Services, LLC$5004-01-2016
Robyn Annette FainLPL Financial LLCWells Fargo Clearing Services, LLC02-01-2016
Rhonda Lynn JimersonLPL Financial LLCWells Fargo Clearing Services, LLC11-17-2015
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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