Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Reinaldo A IzumiMML Investors Services, LLCPark Avenue Securities LLC02-12-2019
Paul Edward CastilloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-29-2018
Gianne Carlo ApuradoMML Investors Services, LLCNext Financial Group, Inc.$107-18-2018
Keith Raymond BahamMML Investors Services, LLCSecurities America, Inc.07-18-2018
Debby P PanMML Investors Services, LLCOneAmerica Securities, Inc.$107-17-2018
Christopher James KilrainMML Investors Services, LLCTCFG Wealth Management, LLC04-09-2018
Jay V PettyMML Investors Services, LLCCUNA Brokerage Services, Inc.$5003-27-2018
Brendan Morgan FarrellyMML Investors Services, LLCHornor, Townsend & Kent, LLC02-28-2018
Michael Esteban BarraganMML Investors Services, LLCVALIC Financial Advisors, Inc.02-13-2018
Frederick Bernard DenitzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1001-19-2018
Michael SternMML Investors Services, LLCPruco Securities, LLC.$101-09-2018
Larry Paul PearlMML Investors Services, LLCWaddell & Reed10-25-2017
Matthew William CollinsMML Investors Services, LLCSecurian Financial Services, Inc.10-10-2017
Julio Roberto DoloricoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-05-2017
Bernard Eugene RosenMML Investors Services, LLCThe Leaders Group, Inc.08-10-2017
Paul Joseph SalernoMML Investors Services, LLCBeacon Pointe Wealth Advisors, LLC$10008-02-2017
Hank Yeh WangMML Investors Services, LLCAmeriprise Financial Services, Inc.$107-21-2017
Adam Robert CrettiMML Investors Services, LLCPruco Securities, LLC.05-26-2017
Arielle Louise BittoniMML Investors Services, LLCHilltop Securities Inc.05-11-2017
Robert Paul RasmussenMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-28-2017
Allen Rayferd TimmsMML Investors Services, LLCHornor, Townsend & Kent, LLC04-12-2017
Jack Martin SchlonskyMML Investors Services, LLCMutual of Omaha Investor Services, Inc.03-10-2017
Mark Alan WedgworthMML Investors Services, LLCEquity Services, Inc.03-09-2017
Richard Miles SlavinMML Investors Services, LLCPark Avenue Securities LLC03-08-2017
Robert Puzant SarkissianMML Investors Services, LLCPark Avenue Securities LLC01-04-2017
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Showing 1 to 25 of 141 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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