Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Everette SpencerMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.$109-26-2011
Roger Cinwei ChiangMerrill Lynch, Pierce, Fenner & Smith IncorporatedA.G.P. / Alliance Global Partners07-21-2016
John Matthew HoughMerrill Lynch, Pierce, Fenner & Smith IncorporatedAIG Capital Services, Inc.11-01-2016
Matthew Thomas StratmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAIG Capital Services, Inc.05-19-2016
Tarunjit Singh AhluwaliaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAlight Financial Solutions, LLC05-17-2016
Gary Allen Phillips Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAlight Financial Solutions, LLC04-09-2014
Varun Pal SabhlokMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.10-28-2010
Nancy Theresa BarrettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.$102-27-2010
Ryan E. Conners-CopelandMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.$103-27-2009
Eric Jon Kikuji OrdinarioMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC04-01-2015
Pedro CruzMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC02-06-2013
Emily Allison DysartMerrill Lynch, Pierce, Fenner & Smith IncorporatedALPS Distributors, Inc.11-13-2017
Richard Ashley PelfreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAlternity Investment Advisors$2507-23-2012
Eric Jose MarruffoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerant Investments, Inc.03-16-2015
Khiem Thi Truong-Von GarvischMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Century Brokerage, Inc.02-26-2013
Kathy Pao-Fang ChangMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Century Investment Services Inc.01-27-2015
Augustine Christopher RangelMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Strategic Capital07-23-2012
Ivan Jesus Vegas Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-04-2018
Lee Matthew PoulisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-25-2017
James F SidarisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-22-2017
Gilbert E Gaeta-SymondsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-02-2017
Gabriel Joseph GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-27-2016
Alfredo PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-16-2016
Gary Joseph EdwardsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.06-02-2016
Kostantina Dimitrova BourdevMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-08-2016
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Showing 1 to 25 of 1,242 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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