Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexa Marie BridgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-17-2019
Benjamin Patrick Anh SmitsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-12-2018
Charles Maxwell EvansMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-29-2018
Luis CuevasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-28-2018
Lindsey Rebecca NewmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-16-2018
Joshua Marc FiedlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-05-2018
Manuel Hernandez IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-02-2018
Michael Salvatore RinaldiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-06-2017
Landis Allan RichardsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-06-2017
Quentin R. StellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$29006-09-2017
Behnam BeheshtiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-01-2017
Daniella R. Rand, David Anthony Harrison-RandMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-07-2017
Natalia Ijavoga IsambiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-29-2017
Andrew David HorowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$7503-24-2017
Shahram KhorramMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-03-2017
David Joseph SassenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-15-2017
Sean D. StormMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-03-2017
Nicholas K. ValosMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-22-2016
David Robert WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$7212-08-2016
Brandon Theodore AsherMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-03-2016
Wayne Robert RowlandsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$27410-21-2016
Shawn Thomas Moussavi-ArfaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-21-2016
Francesco BiasiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-21-2016
Mark David TysdalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-09-2016
James Daniel BullardMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-29-2016
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Showing 1 to 25 of 122 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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