Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas James MazzuccoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2511-30-2017
Justin Bryce LaceyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-20-2017
Huy Dinh PhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-19-2017
Heather Rachel Gottlich, Michael Gailis LutzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10011-18-2016
Richard Michael SandersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5011-17-2016
Michael John HulleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-17-2016
Michael BurchieriMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$8006-28-2016
Mark Francis HalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-07-2016
Louis Aaron BerlinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-07-2016
Sean Richard O'Donnell, Grant Takeshi PonderMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2511-20-2015
Wing-Yin Emily KongMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-28-2015
Robert James EastMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-26-2015
Christopher Shawn Beckett, Stephen Joseph YovetichMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-12-2015
Jerad ChaoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-11-2015
Michael Anthony MargiottaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-11-2015
Matthew Todd YonallyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-21-2015
Amy Melinda MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-21-2015
Christopher Tom CompogiannisMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-21-2015
Cristiano Tempo CastelliniMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10010-17-2014
Dianne Elizabeth LynchMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10007-10-2014
Howard Steven RowenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2504-09-2014
Melissa YueMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-21-2014
Jeff Marcus EastburnMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5005-17-2013
John Gregory MarkoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-19-2013
Marie Helene SteinmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-19-2013
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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