Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Curran KolataMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFG Advisors07-22-2019
Jarryd M. ReyesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWescom Financial Services07-19-2019
Tom Dinh NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-18-2019
Jamar Daniel CokleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMutual of Omaha Investor Services, Inc.07-16-2019
Jason Robert GriffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-11-2019
George Anthony Parkhill VMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-05-2019
Shanon Lorraine StillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-01-2019
Jie YangMerrill Lynch, Pierce, Fenner & Smith IncorporatedIntegral Financial LLC06-27-2019
Dominique Elyse LangermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-26-2019
Bradley GoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-20-2019
Jorge Daniel ChavezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-29-2019
Nicole Lynne BilottoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMontcalm TCR LLC05-22-2019
Alexa Marie BridgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-17-2019
Jaqueline BernalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-13-2019
Anto Armani ShakelianMerrill Lynch, Pierce, Fenner & Smith IncorporatedInfinex Investments, Inc.05-13-2019
Hans Christian JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-03-2019
Gabriella M. De MurgaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC05-02-2019
Chelsea Victoria SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-02-2019
Kathleen D. ToschiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMotif04-30-2019
Julius D. FreemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-18-2019
Joshua WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-15-2019
Dave Arjun MalhotraMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.04-15-2019
Christian Israel WhiteheadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-12-2019
James A. LanderosMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC04-10-2019
Joseph Arnold Vignoni Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.04-05-2019
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Showing 1 to 25 of 106 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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