Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Alexander YoungMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-20-2019
John TijerinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-19-2019
Arthur C KangMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUNA Brokerage Services, Inc.08-19-2019
Annie Pei-Ying ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC08-19-2019
Farrokh FarokhiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC08-16-2019
David P MarquisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC08-07-2019
Yunfen Y YeungMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.08-01-2019
Aaron HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-01-2019
Ryan FreedMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-30-2019
Odalis MedianeroMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-25-2019
Imad Ziad SharanMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.07-24-2019
Nicholas Curran KolataMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFG Advisors07-22-2019
Jarryd M ReyesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWescom Financial Services07-19-2019
Tom Dinh NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-18-2019
Jamar Daniel CokleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMutual of Omaha Investor Services, Inc.07-16-2019
Jason Robert GriffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-11-2019
Kirill VasilyevMerrill Lynch, Pierce, Fenner & Smith IncorporatedPacific Capital07-08-2019
George Anthony Parkhill VMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-05-2019
Leon Liangyi ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-02-2019
Shanon StillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-01-2019
Samira IzadpanahMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-01-2019
Jie YangMerrill Lynch, Pierce, Fenner & Smith IncorporatedIntegral Financial LLC06-27-2019
Dominique LangermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC06-26-2019
Bradley GoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-20-2019
Sejal PenkarMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Securities, LLC06-19-2019
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.