Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jan DoernteMorgan StanleyADP Broker-Dealer, Inc.08-18-2014
Richard Alan CatiponMorgan StanleyAdvanced Equities, Inc.11-12-2012
Seth J SpivackMorgan StanleyAegis Capital Corp.11-12-2015
Suni Klare ConwayMorgan StanleyAIG Capital Services, Inc.10-24-2017
John Michael ColeMorgan StanleyAK Capital, LLC11-15-2010
William Henry Atha IIMorgan StanleyAllianceBernstein L.P.$10003-30-2012
Robert Scott PiersonMorgan StanleyAmeriprise Financial Services, Inc.05-21-2018
Bruce Mathew GallowayMorgan StanleyAmeriprise Financial Services, Inc.$15008-04-2017
Irwin Gordon PersaudMorgan StanleyAmeriprise Financial Services, Inc.07-16-2015
Michael Anthony PersaudMorgan StanleyAmeriprise Financial Services, Inc.07-16-2015
Maria Joy KotmanMorgan StanleyAmeriprise Financial Services, Inc.09-18-2013
John Holland RinggenbergMorgan StanleyAmeriprise Financial Services, Inc.06-18-2012
Richard Michael KapchukMorgan StanleyAmeriprise Financial Services, Inc.$1,00010-28-2011
Kristie Dawn CahillMorgan StanleyAmeriprise Financial Services, Inc.12-14-2010
David Paul JonasMorgan StanleyAmeriprise Financial Services, Inc.06-25-2010
Michael Thomas HerronMorgan StanleyAndes Capital Group, LLC10-05-2009
William C YinMorgan StanleyAvatar Securities, LLC04-01-2013
Paul Michael MichlikMorgan StanleyAXA Advisors, LLC10-03-2017
Patrick Kyle TaylorMorgan StanleyAXA Advisors, LLC$111-01-2013
Justin Davis ThummelMorgan StanleyAXA Advisors, LLC09-16-2013
Vu Hoang ChauMorgan StanleyAXA Advisors, LLC09-10-2012
Benjamin Daniel SobelMorgan StanleyAXA Advisors, LLC04-16-2012
Julie Anne DavisMorgan StanleyAXA Advisors, LLC09-01-2011
William Windle Mccandless IIIMorgan StanleyAXA Advisors, LLC09-20-2010
Melissa M CongerMorgan StanleyAXA Advisors, LLC09-07-2010
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Showing 1 to 25 of 743 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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