Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Troy Keith PewittMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-16-2019
Troy Keith PewittMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-16-2019
Troy Keith PewittMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-16-2019
Victor Martinez, Troy RazeggiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-01-2019
Borami YoonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Ariya PejouheshMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Melroy Savio AtkinsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-24-2019
Chelsea DengMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-15-2019
Kelly Jean KesdenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2018
Huiying ChengMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2018
Elton Ping He LaiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2018
Enrico Malpas SantosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
Justin J. GriffinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2017
Ran ZhouMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-26-2017
Robin S. ParkMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2017
Marina PerryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2017
Douglas Robert QuinteroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2017
Joanna P. Chan MuiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-19-2017
Michael David WelchMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
Brant Allen RustichMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
James Jay Hallman, Nathaniel E ErmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2017
Michael James LambMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-17-2017
John AgnewMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2017
Stephany Lemay ThompsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2017
Jason Michael TurnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-02-2017
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Showing 1 to 25 of 135 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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