Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Edward NanceMorgan StanleyUBS Financial Services Inc.03-06-2020
Scott Gregory ShepherdMorgan StanleyUBS Financial Services Inc.02-28-2020
Michael MonatlikMorgan StanleyUBS Financial Services Inc.12-06-2019
Leor TzourMorgan StanleyUBS Financial Services Inc.12-06-2019
Howard Harbison DoanMorgan StanleyUBS Financial Services Inc.11-01-2019
Gregory James FriesenMorgan StanleyUBS Financial Services Inc.10-10-2019
Mark David SearsMorgan StanleyUBS Financial Services Inc.09-13-2019
Michael Dennis SinclairMorgan StanleyUBS Financial Services Inc.$10008-30-2019
Jason B SinclairMorgan StanleyUBS Financial Services Inc.$5008-30-2019
Kyle Gregory UtheMorgan StanleyUBS Financial Services Inc.07-16-2019
Lane Robert GoldsteinMorgan StanleyUBS Financial Services Inc.05-03-2019
Peter Andrew RosaMorgan StanleyUBS Financial Services Inc.05-03-2019
Daniel MarksMorgan StanleyUBS Financial Services Inc.$10002-01-2019
Jevin M. FergusonMorgan StanleyUBS Financial Services Inc.$5002-01-2019
Robert Brandon RichardsonMorgan StanleyUBS Financial Services Inc.02-01-2019
Corey Omar LangstonMorgan StanleyUBS Financial Services Inc.$5010-26-2018
Kevin Richard MartinMorgan StanleyUBS Financial Services Inc.$15010-05-2018
Andrew Steven ArcherMorgan StanleyUBS Financial Services Inc.$15010-05-2018
Peter John WaterlooMorgan StanleyUBS Financial Services Inc.$10006-01-2018
Daniel Alan TichenorMorgan StanleyUBS Financial Services Inc.10-19-2017
John Dana AsherMorgan StanleyUBS Financial Services Inc.$22810-18-2017
Brian Jeffery SharpesMorgan StanleyUBS Financial Services Inc.$2,02010-18-2017
Cory Franklin AsherMorgan StanleyUBS Financial Services Inc.$15010-18-2017
Carolyn H CooperMorgan StanleyUBS Financial Services Inc.10-18-2017
Luke Robert AsherMorgan StanleyUBS Financial Services Inc.10-18-2017
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Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.