Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell Patrick HuebschleMorgan StanleyWells Fargo Clearing Services, LLC07-19-2019
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
Charles Robert WilmothMorgan StanleyWells Fargo Clearing Services, LLC$5001-25-2019
Paul E. BabaranMorgan StanleyWells Fargo Clearing Services, LLC11-20-2018
Ryan Philip PalenskeMorgan StanleyWells Fargo Clearing Services, LLC10-19-2018
Henry Loren AuwingerMorgan StanleyWells Fargo Clearing Services, LLC$15009-26-2018
Jeff Loren AuwingerMorgan StanleyWells Fargo Clearing Services, LLC$15009-21-2018
Priti ManglikMorgan StanleyWells Fargo Clearing Services, LLC07-02-2018
Alias MasudiMorgan StanleyWells Fargo Clearing Services, LLC04-26-2018
Laura Rose BarberianMorgan StanleyWells Fargo Clearing Services, LLC09-01-2017
Michael Kevin MoberlyMorgan StanleyWells Fargo Clearing Services, LLC$2508-31-2017
James Ralph WilliamsMorgan StanleyWells Fargo Clearing Services, LLC$5008-11-2017
Francine Juanita TorresMorgan StanleyWells Fargo Clearing Services, LLC07-28-2017
Milad JavaherianMorgan StanleyWells Fargo Clearing Services, LLC05-19-2017
Norman Thorn RobertsonMorgan StanleyWells Fargo Clearing Services, LLC$10005-05-2017
Michael Charles MontgomeryMorgan StanleyWells Fargo Clearing Services, LLC$5005-05-2017
Kenneth Allen MaringMorgan StanleyWells Fargo Clearing Services, LLC$10002-10-2017
Taimur A. BaigMorgan StanleyWells Fargo Clearing Services, LLC01-06-2017
Elliot Evans IchinoseMorgan StanleyWells Fargo Clearing Services, LLC$27512-09-2016
Matthew David NewmanMorgan StanleyWells Fargo Clearing Services, LLC$1009-02-2016
John Albert Harvey IVMorgan StanleyWells Fargo Clearing Services, LLC08-26-2016
Mark Evan ToumajianMorgan StanleyWells Fargo Clearing Services, LLC$2507-07-2016
Mark Bryant RuyleMorgan StanleyWells Fargo Clearing Services, LLC06-09-2016
Fredric S. Bayles IIIMorgan StanleyWells Fargo Clearing Services, LLC05-20-2016
Ghalib Abdulla KanjiMorgan StanleyWells Fargo Clearing Services, LLC$2512-14-2015
Next Page »

Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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