Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Alan HaleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
William KimMorgan StanleyJ.P. Morgan Securities LLC08-20-2019
Troy Keith PewittMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-16-2019
Jason LeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Brian James KettmannMorgan StanleyJ.P. Morgan Securities LLC08-09-2019
Warren Matthew FriedlandMorgan StanleyLPL Financial LLC08-02-2019
Sabrina Noelani-Ngiau KranzMorgan StanleyUnionBanc Investment Services, LLC07-26-2019
Russell Patrick HuebschleMorgan StanleyWells Fargo Clearing Services, LLC07-19-2019
James A RawsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2019
Kyle Gregory UtheMorgan StanleyUBS Financial Services Inc.07-16-2019
Jyoti SharmaMorgan StanleyWells Fargo Clearing Services, LLC07-12-2019
Tyler Wyatt TicenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-11-2019
Manucci-Michael KamaliMorgan StanleyEdward Jones07-08-2019
Carol Sebata YoungMorgan StanleyEquitable Advisors, LLC06-26-2019
Alastair Cranston PattersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2019
Waheeda SherzaiMorgan StanleyState Farm VP Management Corp.06-21-2019
Borami YoonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Desiree WodickerMorgan StanleyAmeriprise Financial Services, LLC06-12-2019
Ariya PejouheshMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
Rasa PetrauskaiteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Corey M SundayMorgan StanleyEquitable Advisors, LLC05-13-2019
Julia A Seydlitz FalchiMorgan StanleyE*TRADE Securities LLC05-10-2019
Michael Jautyng YuMorgan StanleyJ.P. Morgan Securities LLC05-06-2019
Lane Robert GoldsteinMorgan StanleyUBS Financial Services Inc.05-03-2019
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.