Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Matthew BradyNational Planning CorporationLPL Financial LLC08-01-2017
Lenore Joan RostoniNational Planning CorporationLPL Financial LLC04-17-2017
Bradley Michael ReinkeNational Planning CorporationLPL Financial LLC04-06-2017
Clara Eleonora GillNational Planning CorporationPruco Securities, LLC.03-22-2017
Rocco Christopher BarbaroNational Planning CorporationScottrade, Inc.02-22-2017
Jeanne Anne SuttieNational Planning CorporationLPL Financial LLC02-09-2017
Stanley Nick TzikasNational Planning CorporationCUSO Financial Services, L.P.10-12-2016
Tom Mitchell HesslerNational Planning CorporationADP Broker-Dealer, Inc.08-17-2016
Mary Jo Simmons ChorbagianNational Planning CorporationCetera Advisor Networks LLC07-25-2016
Steven YokomizoNational Planning CorporationSignator Investors, Inc.07-25-2016
Mark Randall WilburnNational Planning CorporationLPL Financial LLC07-18-2016
Carolyn Michelle BoucherNational Planning CorporationUnionBanc Investment Services, LLC06-24-2016
Chaundra Kay StrakerNational Planning CorporationWaddell & Reed06-21-2016
Belvin Leroy DoaneNational Planning CorporationPurshe Kaplan Sterling Investments06-09-2016
Leon C LeeNational Planning CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated04-14-2016
Linda Chih Ling LeongNational Planning CorporationB.B. Graham & Company, Inc.02-11-2016
Martin BurkeNational Planning CorporationHornor, Townsend & Kent, LLC12-07-2015
Neal Brian WilsonNational Planning CorporationUnionBanc Investment Services, LLC11-09-2015
Bryan Christopher SavageNational Planning CorporationFirst Allied Advisory Services, Inc.10-23-2015
Daniel Burke BeltranNational Planning CorporationCetera Advisor Networks LLC07-30-2015
Adriana HaskellNational Planning CorporationAIG Capital Services, Inc.07-21-2015
Diep Hoang Ba LeNational Planning CorporationCitigroup Global Markets Inc.07-15-2015
Shane Liko-Masanobu MooreNational Planning CorporationWaddell & Reed03-26-2015
Teresa Jo SteeleNational Planning CorporationLPL Financial LLC02-17-2015
John Barton SchannepNational Planning CorporationFirst Allied Securities, Inc.02-13-2015
Next Page »

Showing 1 to 25 of 107 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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