Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leonard ViscitoNational Planning Corporation401k Monitoring, LLC$5011-14-2013
Michael Albert Gandet Jr.National Planning CorporationAbramenko & Company, Inc.08-29-2012
Tom Mitchell HesslerNational Planning CorporationADP Broker-Dealer, Inc.08-17-2016
Adriana HaskellNational Planning CorporationAIG Capital Services, Inc.07-21-2015
Tina Faye MooreNational Planning CorporationAmeriprise Financial Services, LLC$5006-01-2013
Linda Kay PeressiniNational Planning CorporationAssociated Securities Corp.08-28-2009
Ritas Rose SmithNational Planning CorporationAssociated Securities Corp.08-14-2009
Ahamad ManohorathatNational Planning CorporationAXA Advisors, LLC06-05-2014
Frank Ralph LavinNational Planning CorporationAXA Advisors, LLC10-25-2010
Paul Alphonse CastagnaNational Planning CorporationAXA Advisors, LLC04-27-2009
Linda Chih Ling LeongNational Planning CorporationB.B. Graham & Company, Inc.$1002-11-2016
Mark Loren PageNational Planning CorporationCapital Brokerage Corporation08-06-2009
Todd Alan CousinoNational Planning CorporationCentaurus Financial, Inc.09-06-2011
Mary Jo Simmons ChorbagianNational Planning CorporationCetera Advisor Networks LLC07-25-2016
Daniel Burke BeltranNational Planning CorporationCetera Advisor Networks LLC$5007-30-2015
Maria Regina T. CruzNational Planning CorporationCetera Advisor Networks LLC04-04-2011
David J PhillipsNational Planning CorporationCetera Advisor Networks LLC11-02-2009
James Michael AdgarNational Planning CorporationCetera Advisor Networks LLC10-26-2009
Nicole Kiomi KikugawaNational Planning CorporationCetera Advisor Networks LLC09-24-2009
Elmon Anthony GreenNational Planning CorporationCetera Advisor Networks LLC09-15-2009
Martin Wolf RosenzveigNational Planning CorporationCetera Advisors LLC$5001-07-2011
Kyle Christopher PaterikNational Planning CorporationChelsea Financial Services04-01-2014
Marco David FontaniNational Planning CorporationCommonwealth Financial Network$5009-26-2013
Stanley Nick TzikasNational Planning CorporationCUSO Financial Services, L.P.10-12-2016
Bryan Christopher SavageNational Planning CorporationFirst Allied Advisory Services, Inc.$1010-23-2015
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Showing 1 to 25 of 98 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.