Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Eric ReiderOneAmerica Securities, Inc.Banc of America Investment Services, Inc.04-22-2009
Sean Scott BuchananOneAmerica Securities, Inc.Insphere Securities, Inc.$10004-01-2010
Kyu Bum HanOneAmerica Securities, Inc.Capwest Securities, Inc.06-05-2010
David Robbins JerniganOneAmerica Securities, Inc.Cincinnati Analysts, Inc.$10003-01-2012
David Frank StepekOneAmerica Securities, Inc.AXA Advisors, LLC$10003-26-2012
Bruce Edward StrattonOneAmerica Securities, Inc.MML Investors Services, LLC$10012-02-2013
Dwight Allen HeikkilaOneAmerica Securities, Inc.First Allied Advisory Services, Inc.$10002-11-2014
Kenneth Paul SchneiderOneAmerica Securities, Inc.Waddell & Reed02-26-2014
Pamela D KratzkeOneAmerica Securities, Inc.Thrivent Investment Management Inc.04-16-2014
Elizabeth A. MorrillOneAmerica Securities, Inc.MML Investors Services, LLC04-21-2014
Stephen Thomas CarrilloOneAmerica Securities, Inc.MML Investors Services, LLC09-08-2014
Byron Patricio AlvaradoOneAmerica Securities, Inc.The O.N. Equity Sales Company12-26-2014
Annette Adams WagnerOneAmerica Securities, Inc.Edward Jones$50006-19-2015
Allan K KingOneAmerica Securities, Inc.Pruco Securities, LLC.09-29-2015
Gregory Edward MarshallOneAmerica Securities, Inc.Global View Capital Management, LTD11-20-2015
Michael Glenn ScottOneAmerica Securities, Inc.Edward Jones03-10-2016
Jack ShawOneAmerica Securities, Inc.NYLIFE Securities LLC05-19-2016
William Ronald Boyd IIOneAmerica Securities, Inc.BBVA Securities Inc.$10008-30-2016
Luke Tien-Lu TungOneAmerica Securities, Inc.MML Investors Services, LLC10-06-2016
Fu LinOneAmerica Securities, Inc.MML Investors Services, LLC$10010-17-2016
Sichen LiOneAmerica Securities, Inc.AXA Advisors, LLC10-28-2016
Irene Ling FongOneAmerica Securities, Inc.Cetera Advisor Networks LLC$50002-12-2018
Jason Joel FosterOneAmerica Securities, Inc.Saybrus Equity Services, LLC$10003-04-2019
Lani Gonzal JudalOneAmerica Securities, Inc.NYLIFE Securities LLC08-06-2019
Derek Michael McDougallOneAmerica Securities, Inc.Park Avenue Securities LLC10-01-2019
Next Page »

Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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