Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Manleung YoungOppenheimer & Co. Inc.Countrywide Securities Corporation01-15-2009
Jonathan Craig CherkasOppenheimer & Co. Inc.Morgan Stanley & Co. LLC$15001-23-2009
Adam Manna QuarelloOppenheimer & Co. Inc.UBS Financial Services Inc.04-06-2009
James Patrick McCaheryOppenheimer & Co. Inc.Crowell, Weedon & Co.04-09-2009
Bruce Jay LessingerOppenheimer & Co. Inc.UBS Financial Services Inc.$5004-29-2009
Andrew CoulterOppenheimer & Co. Inc.UBS Financial Services Inc.$1005-07-2009
John Francis CombsOppenheimer & Co. Inc.UBS Financial Services Inc.$2505-07-2009
Jurgen Peter Alexander Van De LeurOppenheimer & Co. Inc.UBS Financial Services Inc.$2505-11-2009
Craig Alan RoderOppenheimer & Co. Inc.UBS Financial Services Inc.$15005-26-2009
David Earl HendershottOppenheimer & Co. Inc.UBS Financial Services Inc.$1005-29-2009
George Anthony WienerOppenheimer & Co. Inc.Morgan Stanley06-26-2009
Celia Tanya EvereklianOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC08-05-2009
Stephen Sabine MarstersOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC09-28-2009
Susan Smith HoltOppenheimer & Co. Inc.Morgan Stanley09-28-2009
Ralph Milburn Jones Jr.Oppenheimer & Co. Inc.UBS Financial Services Inc.$10010-22-2009
Timothy Bruce RicheOppenheimer & Co. Inc.Hilltop Securities Inc.10-23-2009
Hung Brandon LyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC11-12-2009
Geoffrey Clayton RawlingOppenheimer & Co. Inc.UBS Financial Services Inc.11-13-2009
Elisabeth Di SorensenOppenheimer & Co. Inc.Ally Securities LLC01-14-2010
Frank Munger JamesOppenheimer & Co. Inc.J.P. Morgan Securities LLC$10003-01-2010
Lynn Ann BolandOppenheimer & Co. Inc.Neuberger Berman BD LLC03-05-2010
Carter Stanley HersheyOppenheimer & Co. Inc.UBS Financial Services Inc.03-25-2010
Constance E. KomarckOppenheimer & Co. Inc.Morgan Stanley$5004-30-2010
Clifford Eldridge Slater Jr.Oppenheimer & Co. Inc.Morgan Stanley04-30-2010
John Brian OgdenOppenheimer & Co. Inc.Morgan Stanley05-28-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.