Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Manna QuarelloOppenheimer & Co. Inc.UBS Financial Services Inc.$15004-06-2009
Alexander Peter Alexander Van De LeurOppenheimer & Co. Inc.UBS Financial Services Inc.$25005-11-2009
Amit Ben Ben ShohetOppenheimer & Co. Inc.Leumi Investment Services Inc.12-07-2010
Andrew CoulterOppenheimer & Co. Inc.UBS Financial Services Inc.$10005-07-2009
Anita Marie DaguilarOppenheimer & Co. Inc.UBS Financial Services Inc.$15007-15-2013
Benson Lin Fong ChanOppenheimer & Co. Inc.Morgan Stanley$10010-18-2012
Bracken Timothy OsheaOppenheimer & Co. Inc.UBS Financial Services Inc.03-05-2015
Bruce Jay LessingerOppenheimer & Co. Inc.UBS Financial Services Inc.$50004-29-2009
Carter Stanley HersheyOppenheimer & Co. Inc.UBS Financial Services Inc.$15003-25-2010
Casey Ryan CassityOppenheimer & Co. Inc.Morgan Stanley07-14-2015
Celia Tanya EvereklianOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-05-2009
Charles Acheson LavertyOppenheimer & Co. Inc.UBS Financial Services Inc.$50011-03-2011
Chase T. HeidenOppenheimer & Co. Inc.Wedbush Securities Inc.06-07-2018
Christopher Michael LittyOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-14-2013
Clifford Eldridge Slater Jr.Oppenheimer & Co. Inc.Morgan Stanley$15004-30-2010
Constance E KomarckOppenheimer & Co. Inc.Morgan Stanley$50004-30-2010
Cort BarrettOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2018
Craig Alan RoderOppenheimer & Co. Inc.UBS Financial Services Inc.$15005-26-2009
Craig Charles HarbinOppenheimer & Co. Inc.BancWest Investment Services, Inc.$68005-16-2018
Daniel Evan GoldenbergOppenheimer & Co. Inc.Morgan Stanley$10005-19-2014
Daniel Robert LevinOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2010
David Barrett BermanOppenheimer & Co. Inc.Morgan Stanley$10005-29-2013
David Earl HendershottOppenheimer & Co. Inc.UBS Financial Services Inc.$10005-29-2009
David Louis Annanders IIOppenheimer & Co. Inc.UBS Financial Services Inc.07-29-2011
Dennis Phillip AyreOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-04-2014
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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