Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Lee BlumenfeldOppenheimer & Co. Inc.Morgan Stanley10-25-2019
Casey Ryan CassityOppenheimer & Co. Inc.Morgan Stanley07-14-2015
Matthew Jason ChildsOppenheimer & Co. Inc.Morgan Stanley$25005-23-2014
Daniel Evan GoldenbergOppenheimer & Co. Inc.Morgan Stanley$10005-19-2014
Farnaz NouriOppenheimer & Co. Inc.Morgan Stanley03-19-2014
David Barrett BermanOppenheimer & Co. Inc.Morgan Stanley$10005-29-2013
Tracy ChenOppenheimer & Co. Inc.Morgan Stanley$50005-21-2013
William C YuenOppenheimer & Co. Inc.Morgan Stanley05-21-2013
Joshua Andrew YocamOppenheimer & Co. Inc.Morgan Stanley12-04-2012
Benson Lin Fong ChanOppenheimer & Co. Inc.Morgan Stanley$10010-18-2012
Sheldon David FreisingerOppenheimer & Co. Inc.Morgan Stanley$10002-18-2011
Joseph Edward ClausonOppenheimer & Co. Inc.Morgan Stanley$50002-18-2011
Kirk Steven WoodleyOppenheimer & Co. Inc.Morgan Stanley$15005-28-2010
John Brian OgdenOppenheimer & Co. Inc.Morgan Stanley$50005-28-2010
Clifford Eldridge Slater Jr.Oppenheimer & Co. Inc.Morgan Stanley$15004-30-2010
Constance E KomarckOppenheimer & Co. Inc.Morgan Stanley$50004-30-2010
Susan Smith HoltOppenheimer & Co. Inc.Morgan Stanley09-28-2009
George Anthony WienerOppenheimer & Co. Inc.Morgan Stanley06-26-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.