Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zackery HenryPersonal Capital Advisors CorporationNorthwestern Mutual Investment Services, LLC08-18-2020
Timothy M. SafiehPersonal Capital Advisors CorporationE*TRADE Securities LLC01-08-2020
Matthew R BuenafePersonal Capital Advisors CorporationEdward Jones12-09-2019
Brendan B. ArchibaldPersonal Capital Advisors CorporationE*TRADE Securities LLC10-22-2019
Timothy James HoffmanPersonal Capital Advisors CorporationFisher Investments10-21-2019
Max Mitchell BrouardPersonal Capital Advisors CorporationJ.P. Morgan Securities LLC03-19-2019
Samuel Manasseh RichmondPersonal Capital Advisors CorporationStrategic Advisers LLC04-16-2018
Ryan D. DeakinsPersonal Capital Advisors CorporationTD Ameritrade, Inc.12-07-2017
Bao Quoc LePersonal Capital Advisors CorporationTD Ameritrade, Inc.12-06-2017
Che Christis BaileyPersonal Capital Advisors CorporationLincoln Financial Advisors Corporation10-17-2017
Timothy J. GreavesPersonal Capital Advisors CorporationStrategic Advisers LLC10-17-2017
Joseph Michael Damico IIPersonal Capital Advisors CorporationStrategic Advisers LLC09-15-2017
Brandon Michael MontgomeryPersonal Capital Advisors CorporationJ.P. Morgan Securities LLC09-15-2017
Clayton Maurice DobsonPersonal Capital Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated08-09-2017
Jake Daniel DubosePersonal Capital Advisors CorporationTIAA-CREF Individual & Institutional Services, LLC06-21-2017
Jordan M. PedronPersonal Capital Advisors CorporationFidelity Brokerage Services LLC06-21-2017
Russell Douglas McCaryPersonal Capital Advisors CorporationVALIC Financial Advisors, Inc.05-16-2017
Stephen William NykampPersonal Capital Advisors CorporationTMFS-San Francisco-Oakland, LLC10-17-2013
Andrew C ThompsonPersonal Capital Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2013
Cameron Zachary OttPersonal Capital Advisors CorporationFisher Investments02-25-2013
Adam B. MazzaroPersonal Capital Advisors CorporationAllianceBernstein L.P.02-25-2013
Joshua Steven FishmanPersonal Capital Advisors CorporationFisher Investments11-21-2012
Michelle Erin BrownsteinPersonal Capital Advisors CorporationFisher Investments01-03-2012
Pablo Guerrero FittingPersonal Capital Advisors CorporationFisher Investments09-23-2011

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.