Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adel Tawfik MorganPruco Securities, LLC.Farmers Financial Solutions, LLC09-18-2017
Alan Bert ColdironPruco Securities, LLC.Allstate Financial Services, LLC02-27-2012
Albert Jasper LeePruco Securities, LLC.SagePoint Financial, Inc.10-24-2013
Allison Tunnicliff FergusonPruco Securities, LLC.SagePoint Financial, Inc.11-26-2019
Alon ZakPruco Securities, LLC.MML Investors Services, LLC06-28-2018
Alvan Ian ShanePruco Securities, LLC.Cetera Financial Specialists LLC$10004-11-2017
Amal HagisufiPruco Securities, LLC.Edward Jones08-15-2018
Aman Raul BhatiaPruco Securities, LLC.Newbridge Securities Corporation03-19-2012
Andrew Leo PopoffPruco Securities, LLC.Farmers Financial Solutions, LLC05-14-2012
Angela Yoomi SonPruco Securities, LLC.MetLife Securities Inc.08-22-2013
Annette Denise AllenPruco Securities, LLC.Farmers Financial Solutions, LLC04-05-2019
Arshia ZahabiPruco Securities, LLC.Waddell & Reed12-05-2017
Asaph ElanPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2019
Atsushi KurosawaPruco Securities, LLC.Park Avenue Securities LLC12-10-2018
Avinesh Kumar ShankarPruco Securities, LLC.BBVA Securities Inc.$15010-09-2019
Babatope Oladele AjileyePruco Securities, LLC.Cetera Advisor Networks LLC09-19-2016
Barbara Kershnep LoosPruco Securities, LLC.PFS Investments Inc.$50009-02-2014
Barton Scott PearcePruco Securities, LLC.MetLife Securities Inc.$10007-30-2012
Becky J. SavellPruco Securities, LLC.LPL Financial LLC$44004-05-2018
Benjamin Andrew ClancyPruco Securities, LLC.Edward Jones08-22-2019
Bryan Adam RentschlerPruco Securities, LLC.Edward Jones07-11-2019
Bryan Keith PeppersPruco Securities, LLC.FSC Securities Corporation$90004-11-2019
Carlomagno Lim FabroPruco Securities, LLC.National Planning Corporation05-01-2012
Chong T. ShimPruco Securities, LLC.NYLIFE Securities LLC08-09-2018
Christopher Thomas CartolanoPruco Securities, LLC.PFS Investments Inc.12-03-2013
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Showing 1 to 25 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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