Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Thomas FrechPurshe Kaplan Sterling InvestmentsMorgan Stanley$5001-18-2019
Jonathan William LaturnerPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC09-20-2018
Iain Whyte, Simon Holford, Bryan MuthPurshe Kaplan Sterling InvestmentsBank of America Merrill Lynch$80005-18-2018
Nicole Anastasia PlumleePurshe Kaplan Sterling InvestmentsMorgan Stanley$10005-18-2018
Simon Matthew HolfordPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-18-2018
Kurt Thomas MortensonPurshe Kaplan Sterling InvestmentsWorld Equity Group, Inc.05-01-2018
Louis Frank CheregotisPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$1,00003-29-2018
Bradley C. BarnesPurshe Kaplan Sterling InvestmentsMorgan Stanley Wealth Management$20007-28-2017
Andrew Calvin BarnesPurshe Kaplan Sterling InvestmentsMorgan Stanley07-28-2017
Bradley Calvin BarnesPurshe Kaplan Sterling InvestmentsMorgan Stanley$16007-28-2017
Jason WeaverPurshe Kaplan Sterling InvestmentsAmeriprise Financial$22505-17-2017
Jason Michael WeaverPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$105-16-2017
Travis John WeaverPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.05-16-2017
Maureen MackowskiPurshe Kaplan Sterling InvestmentsLincoln Financial Advisors Corporation$5011-10-2016
Anthony CarusoPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2016
Jason Mccord NettletonPurshe Kaplan Sterling InvestmentsFidelity Brokerage Services LLC$10010-05-2016
Joseph Giorgio Romano IIIPurshe Kaplan Sterling InvestmentsHighTower Securities, LLC$15008-25-2016
John Alfred LorenzPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$5006-20-2016
Terese Anne SwigartPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.05-25-2016
Josephus L TeurlingsPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$15004-15-2016
Steven CarmandalianPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-15-2016
Don Corbin GarmanPurshe Kaplan Sterling InvestmentsSanctuary Securities LLC02-29-2016
Isaiah Alexander RealPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.12-02-2015
Ronald Julius ChurchPurshe Kaplan Sterling InvestmentsGlobal Retirement Partners LLC11-16-2015
Scott C BarksPurshe Kaplan Sterling InvestmentsLPL Financial LLC11-16-2015
Next Page »

Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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