Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason WeaverPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$22505-17-2017
Douglas Allen EmittePurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$5003-20-2013
Brette H. MacleanPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$2507-01-2011
Christian A. MacleanPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.07-01-2011
Jason Mccord NettletonPurshe Kaplan Sterling InvestmentsFidelity Brokerage Services LLC$10010-05-2016
Steven H. CliadakisPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.05-17-2019
Paul Vernon HenslerPurshe Kaplan Sterling InvestmentsGBS Financial Corp.11-18-2013
Ronald Julius ChurchPurshe Kaplan Sterling InvestmentsGlobal Retirement Partners LLC11-16-2015
Maureen MackowskiPurshe Kaplan Sterling InvestmentsLincoln Financial Advisors Corporation$5011-10-2016
Steven Allen BarnesPurshe Kaplan Sterling InvestmentsLPL Financial LLC$5011-16-2015
Iain Whyte, Simon Holford, Bryan MuthPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$80005-18-2018
Simon Matthew HolfordPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-18-2018
Bradley C. BarnesPurshe Kaplan Sterling InvestmentsMorgan Stanley$20007-28-2017
Lisa Diane BeatyPurshe Kaplan Sterling InvestmentsMorgan Stanley06-19-2014
Robert A. MorinPurshe Kaplan Sterling InvestmentsMorgan Stanley$10010-01-2010
Clinton Wayne CooperPurshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC$5009-16-2019
Louis Frank CheregotisPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$1,00003-29-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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