Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Guy William KeeferPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$25007-07-2009
Jonathan Hall PorterPurshe Kaplan Sterling InvestmentsMorgan Stanley08-01-2009
Brett Barton SharkeyPurshe Kaplan Sterling InvestmentsMorgan Stanley$10008-14-2009
Frederick John Molfino Jr.Purshe Kaplan Sterling InvestmentsMorgan Stanley$15008-14-2009
Eric Thomas ThurberPurshe Kaplan Sterling InvestmentsMorgan Stanley$15008-14-2009
William George HainsPurshe Kaplan Sterling InvestmentsMorgan Stanley$10008-21-2009
James Allen ShantonPurshe Kaplan Sterling InvestmentsFSC Securities Corporation$10010-09-2009
Larry Michael PhillipsPurshe Kaplan Sterling InvestmentsRBC Capital Markets, LLC$50012-04-2009
John Robert LabriolaPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2010
Franklin Matthew ParksPurshe Kaplan Sterling InvestmentsOppenheimer & Co. Inc.06-11-2010
Jason Jun TaniPurshe Kaplan Sterling InvestmentsPure Wealth Management$10008-06-2010
Mark Lee HayekPurshe Kaplan Sterling InvestmentsIntegrated Wealth Management, Inc.$15008-27-2010
Brandt Laurence KuhnPurshe Kaplan Sterling InvestmentsIntegrated Wealth Management, Inc.08-27-2010
Michele Thibodeau SarnaPurshe Kaplan Sterling InvestmentsBCG Securities, Inc.08-27-2010
Lucinda H AldenPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-13-2010
Robert A. MorinPurshe Kaplan Sterling InvestmentsMorgan Stanley$10010-01-2010
Kaitlin Marie HewellPurshe Kaplan Sterling InvestmentsHewell Financial Group, Inc.$50011-01-2010
Marc Clinton DavisPurshe Kaplan Sterling InvestmentsLPL Financial LLC$50001-03-2011
Joseph Michael SeileyPurshe Kaplan Sterling InvestmentsLPL Financial LLC01-03-2011
Akemi Kondo DalviPurshe Kaplan Sterling InvestmentsKondo Wealth Advisors$10006-30-2011
Jacob Michael SchroederPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2011
Ryan Nicholas ShubinPurshe Kaplan Sterling InvestmentsLegacy Private Client Group, Inc.$10011-17-2011
Robert Hurley InghamPurshe Kaplan Sterling InvestmentsAdvanced Practice Advisors, LLC$50011-21-2011
Matthew David BelfantiPurshe Kaplan Sterling InvestmentsMorgan Stanley06-01-2012
Rene Annise NoursePurshe Kaplan Sterling InvestmentsMorgan Stanley$25006-15-2012
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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