Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexandra MeshkovPurshe Kaplan Sterling InvestmentsMorgan Stanley09-24-2012
Andrew Calvin BarnesPurshe Kaplan Sterling InvestmentsMorgan Stanley07-28-2017
Anthony CarusoPurshe Kaplan Sterling InvestmentsSilicon Private Wealth, LLC11-02-2016
Arthur Gentry SwalleyPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$15006-20-2016
Bradley Calvin BarnesPurshe Kaplan Sterling InvestmentsMorgan Stanley$16007-28-2017
Brett Barton SharkeyPurshe Kaplan Sterling InvestmentsSanctuary Securities LLC05-30-2017
Brett Barton SharkeyPurshe Kaplan Sterling InvestmentsMorgan Stanley$15008-14-2009
Clinton Wayne CooperPurshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC$5009-16-2019
Diane Marie ManuelPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-01-2015
Don Corbin GarmanPurshe Kaplan Sterling InvestmentsSanctuary Securities LLC$10002-29-2016
Douglas Allen EmittePurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$5003-20-2013
Emanuel Omar AvinaPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC01-03-2017
Eric John LecoursPurshe Kaplan Sterling InvestmentsTamar Securities, LLC08-29-2019
Eric Thomas ThurberPurshe Kaplan Sterling InvestmentsMorgan Stanley$15008-14-2009
Frederick John Molfino Jr.Purshe Kaplan Sterling InvestmentsMorgan Stanley$15008-14-2009
Iain A WhytePurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-18-2018
Jack Evan GreenPurshe Kaplan Sterling InvestmentsLPL Financial LLC$2510-25-2019
Jake SchroederPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2011
James Michael BrayPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC02-13-2015
Jason Mccord NettletonPurshe Kaplan Sterling InvestmentsStrategic Advisers LLC$10010-05-2016
Jeffrey Harry BrownPurshe Kaplan Sterling InvestmentsRBC Capital Markets, LLC07-31-2015
John Alfred LorenzPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$2506-20-2016
John Howard Deardorff IVPurshe Kaplan Sterling InvestmentsTD Ameritrade Investment Management, LLC08-03-2012
John Robert LabriolaPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2010
John W. ScarboroughPurshe Kaplan Sterling InvestmentsBarclays Capital Inc.07-24-2015
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.