Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Stuart RodvienRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-05-2020
Melissa Lee MarshRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
Helen L AbeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-03-2020
Roger Wicks StephensRBC Capital Markets, LLCUBS Financial Services Inc.12-04-2019
Eunsun Grace KimRBC Capital Markets, LLCUBS Financial Services Inc.12-04-2019
Daniel Henry RothenbergRBC Capital Markets, LLCUBS Financial Services Inc.12-04-2019
Clifton James KellyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-21-2019
Stuart Thomas ReillyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-21-2019
Terri Suzanne BrownRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-21-2019
Renee C. HalschRBC Capital Markets, LLCLPL Financial LLC10-31-2019
Jeffrey Matthew ScofieldRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-01-2019
Margarita Dolores PerryRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-28-2019
Patrick Tyrone FarleyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-28-2019
Carl Charles Martin IlgRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-28-2019
Matthew J. LarrabureRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2019
Kerry A. FarleyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2019
Alon HaimRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Jeffrey Dell RedfordRBC Capital Markets, LLCMorgan Stanley07-15-2019
Kim Louise CollinsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-13-2019
Steven David LewisRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10005-06-2019
Frank Catrena Vargas Jr.RBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00005-01-2019
Scott D. BurnsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10005-01-2019
Arch F HoffmanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Lu Na XuRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
James Brian Lucas SugayRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5002-20-2019
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Showing 1 to 25 of 198 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.