Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph SiskRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Adam Christian MilesRBC Capital Markets, LLCDeutsche Bank Securities Inc.07-16-2014
Adam Harris EzrilovRBC Capital Markets, LLCUBS Financial Services Inc.$15012-11-2012
Adam Richard FeinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
Adam Seth KreutnerRBC Capital Markets, LLCUBS Financial Services Inc.08-16-2018
Alan Edward GoldsteinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$27210-27-2017
Alan Robert SawayaRBC Capital Markets, LLCMorgan Stanley05-06-2010
Alon HaimRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Alyssa Marie TitusRBC Capital Markets, LLCEdward Jones10-23-2018
Amanda Nicole SaboRBC Capital Markets, LLCMorgan Stanley08-10-2017
Amir NavabRBC Capital Markets, LLCMorgan Stanley$10008-10-2017
Amy E. PrahserRBC Capital Markets, LLCCitigroup Global Markets Inc.02-04-2009
Amy KuoRBC Capital Markets, LLCWells Fargo Clearing Services, LLC08-30-2017
Andrew J. BaileyRBC Capital Markets, LLCMorgan Stanley02-01-2016
Anna PourdavoudRBC Capital Markets, LLCJ.P. Morgan Securities LLC05-09-2017
Arch F HoffmanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Benjamin Alan GoldbergRBC Capital Markets, LLCCitigroup Global Markets Inc.02-01-2013
Bradley Alexander FinniganRBC Capital Markets, LLCMorgan Stanley$10008-10-2017
Brandon Koichi CalhounRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-24-2017
Brandon Todd YorkRBC Capital Markets, LLCMorgan Stanley$10011-07-2018
Brian Christian DentRBC Capital Markets, LLCUBS Financial Services Inc.$10008-16-2018
Brian Christopher NeaultRBC Capital Markets, LLCMorgan Stanley$1011-09-2012
Brian Lee RichmondRBC Capital Markets, LLCCitigroup Global Markets Inc.02-01-2013
Bruce Edward KatzRBC Capital Markets, LLCUBS Financial Services Inc.06-19-2009
Bruce Farrell RosenRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00008-15-2018
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Showing 1 to 25 of 198 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.