Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew J. LarrabureRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2019
Arch F HoffmanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Lu XuRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Elizabeth Louise ZimmerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Adam Seth KreutnerRBC Capital Markets, LLCUBS Financial Services Inc.08-16-2018
Timothy John CecchinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Aaron Joseph SiskRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Travis Armand TownsendRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Douglas Keys GapperRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-23-2018
George Brian CastrillonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2017
Neil K FujitaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-27-2017
Matthew Quinlon ForreyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC08-30-2017
Shamya Munni UllahRBC Capital Markets, LLCMorgan Stanley08-10-2017
Evan Ehrhardt MaloneRBC Capital Markets, LLCSecurian Financial Services, Inc.08-03-2017
Brandon Koichi CalhounRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-24-2017
Grant David DevaulRBC Capital Markets, LLCMorgan Stanley05-15-2017
Graham Dylan OkellyRBC Capital Markets, LLCMorgan Stanley05-15-2017
Taylor Connell BiehnRBC Capital Markets, LLCMorgan Stanley05-15-2017
Theodore John SimosRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2016
Zachary Douglas PersinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2016
Joseph Paul PalumboRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
Adam Richard FeinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
Andrew J. BaileyRBC Capital Markets, LLCMorgan Stanley02-01-2016
Jamie TamRBC Capital Markets, LLCOppenheimer & Co. Inc.07-24-2015
Michael ShermanRBC Capital Markets, LLCOppenheimer & Co. Inc.07-24-2015
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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